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sd-10-EFTA01458038Dept. of JusticeOther

EFTA Document EFTA01458038

Confirmed Sent from my iPhone On Aug 6, 2015, at 2:03 PM, Daniel Sabba a wrote: Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. ---Original Message--- From: Richard Kahn Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Preferred [C] please work $3,000,000 order at 100.00 for Citi Preferred Q please email or call Darren if you need

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Dept. of Justice
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sd-10-EFTA01458038
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Confirmed Sent from my iPhone On Aug 6, 2015, at 2:03 PM, Daniel Sabba a wrote: Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. ---Original Message--- From: Richard Kahn Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Preferred [C] please work $3,000,000 order at 100.00 for Citi Preferred Q please email or call Darren if you need

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Confirmed Sent from my iPhone On Aug 6, 2015, at 2:03 PM, Daniel Sabba a wrote: Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. From: Richard Kahn Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Preferred [C] please work $3,000,000 order at 100.00 for Citi Preferred Q please email or call Darren if you need to confirm thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 On Aug 6, 2015, at 12:19 PM, Vahe Stepanian a wrote: Classification: Confidential Per our conversation: <image001.jpg> From: Vahe Stepanian Sent: Thursday, August 06, 2015 12:13 PM To: 'Richard Kahn'; Paul Morris Cc: Daniel Sabba; Mane Dwyer; Amanda Kirby Subject: RE: Citi Preferred [C] Classification: Confidential Rich - I checked in with our traders. We believe that you're referring to the pref that I've detailed in the Bloomberg screenshot below. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0117800 CONFIDENTIAL SONY GM_00263984 EFTA01458038

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Subject: Trade Report 8/6/2015 [C] From: Vahe Stepanian ezz > Date: Thu, 06 Aug 2015 15:01:16 -0400 To: Darren Indyke Cc: Daniel Sabba Richard Kahn Paul Morris < Ariane Dwyer Classification: Confidential Darren — today Southern Financial executed the following: Bought 3mm C Preferred Q (CUSIP: 1729673Z5) @ 100.00 Please let us know if you have questions. Thank you, Vahe From: Vahe Stepanian Sent: Thursday, August 06, 2015 2:51 PM To: 'Darren Indyke' Cc: Daniel Sabba; 'Richard Ka

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Subject: Re: Citi Preferred [C] From: Richard Kahn ‹ > Date: Thu, 06 Aug 2015 13:54:16 -0400 To: Vahe Stepanian Cc: Paul V Morris Daniel Sabba Ariane Dwyer Amanda Kirby Darren Indyke please work $3,000,000 order at 100.00 for Citi Preferred ()please email or call Darren if you need to confirm thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Aug 6, 2015, at 12:19 PM, Vahe Stepanian a wrote: > Classification: Confidential Per our c

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From: Daniel Sabba Sent: 8/6/2015 2:03:01 PM To: 'Richard Kahn' ; Vahe Stepanian l CC: Paul Morris I; Ariane Dwyer ; Amanda Kirby 'Darren Indyke' Subject: RE: Citi Preferred (CI Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. Original Message--- From: Richard Kahn Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Preferr

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Subject: RE: Citi Preferred [C] From: Daniel Sabba <~•~> Date: Thu, 06 Aug 2015 14:03:01 -0400 To: Richard Kahn Vahe Stepanian Cc: Paul Morris Ariane Dwyer Amanda Kirby Darren Indyke Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. Original Message From: Richard Kahn [ Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Prefer

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Subject: RE: Trade Recap - 4/2/2015 - DB Commodity WTI Short Volatility II Index [C] From: Ariane Dwyer < Date: Wed, 08 Apr 2015 14:53:29 -0400 To: Richard Kahn Cc: Jeanne Brennan Darren Indyke Paul Morris < Daniel Sabba Vahe Stepanian Classification: Confidential Hi Rich, I'm following up on the below. Can you please confirm its okay to make the payment and we will call Darren for verbal confirmation. Best, Ari From: Daniel Sabba Sent: Tuesday, April 07, 2015 5:38 PM To: Vahe

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