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sd-10-EFTA01458483Dept. of JusticeOther

EFTA Document EFTA01458483

Subject: RE: Account closing notifications - urgent [I] Importance: High Classification: For Internal use only Cathy, We need your help in ref. accts: a/c 42959017 and a/O44133104. Please check if between 2/15/2015 and 5/26/2015 was sent any notices to the client on those accounts? We appreciate your assistance. Thank you, Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901

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sd-10-EFTA01458483
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Subject: RE: Account closing notifications - urgent [I] Importance: High Classification: For Internal use only Cathy, We need your help in ref. accts: a/c 42959017 and a/O44133104. Please check if between 2/15/2015 and 5/26/2015 was sent any notices to the client on those accounts? We appreciate your assistance. Thank you, Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901

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Subject: RE: Account closing notifications - urgent [I] Importance: High Classification: For Internal use only Cathy, We need your help in ref. accts: a/c 42959017 and a/O44133104. Please check if between 2/15/2015 and 5/26/2015 was sent any notices to the client on those accounts? We appreciate your assistance. Thank you, Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS : JCY03-0343 Phone Securities offered through Deutsche Bank Securities, Inc From: Jj Litchford Sent: Thursday, October 01, 2015 5:47 PM To: Halina Laczny Subject: Account closing notifications [I] Classification: For Internal use only Hi Halina-- One of our clients tried to transfer money today to an account which was auto closed due to inactivity (Mort, Inc. a/c 42959017). They are furious because they say they did not receive notification of the closing. Do you know who is in charge of that and if we keep records for mail that was sent? If you don't know, can you help point me in the right direction? This is very time sensitive because the client is so upset. Much appreciated. IJ JJ Litchford Associate Barker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue. 24th Floor New York. New York 10154 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0118423 CONFIDENTIAL SDNY_GM_00264607 EFTA01458483

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Phone2959017
Phone311-3901
Phone4133104

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01474855

Subject: RE: Account closin notifications - urgent [I] From: Halina Laczny Date: Fri, 02 Oct 20 • • To: Paul Morris Jj Litchford Daphne Cales < Cc: Catherine Logreco Classification: For internal use only A/C# 42959017 is still closed, in order to reopen account DB Force teas case is needed. On 10/1/2015 JJ created case#01469681 and case was rejected. Please check and advise. Thank you. Kind regards, Halina Mort, Inc 42959017 Demand Deposit Account Action {https://10.159.69.21/op

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01403111

Subject: FW: ref. case#1469681 - reopen a/ From: Halina Laczny ‹ > Date: Fri, 02 Oct 2015 16:43:39 -0400 To: Daphne Cales Cc: Jj Litchford - urgent [I] Classification: For internal use only Daphne, I talk to AOG and sent below message to them. I'm waiting for their response. It should come shortly. Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations 100 Plaza One - 3rd Floor Jersey City, NJ 07311-3901 MS : JCY03-0343 Phone

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01402690

Subject: RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] From: Halina Laczny <halina.laczny@db.com> Date: Mon, 05 Oct 2015 15:48:56 -0400 To: Jj Litchford <jj.litchford@db.com> Cc: Gaurav Bhargava <gauray.bhargava@db.com>, Ipwmaog@list.db.com, Manish-m Gupta <manish-m.gupta@db.com>, Daphne Cales <daphne.cales@db.com> Classification: For internal use only JJ, A/c#42959017 is Re-opened. Thank you TAG and AOG team ! Kind regards, Halina Mort, Inc 42959017 Demand Deposit

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01402510

Subject: Re: Fw: JEE WT to Experton (I] From: Arthur Tendler <arthur.tendler@db.com> Date: Tue, 14 Ott 2014 21:10:42 -0400 To: Jj Litchford <jj.litchford@db.com> Cc: Andrew King <andrew.king@db.com> Classification: For internal use only Thanks for the offer to help. We will address in the morning. Kind regards, Arthur Tendler (Embedded image moved to file: pic15966.gif) Arthur Tendler Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street, 10005-2836 New York

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01359186

** I think that we can't add/change on the closed account — correct? ** Could you please check above in yellow and reply to it ? Thank you. Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Invest' ations Securities offered through Deutsche Bank Securities, Inc From: Daphne Cales Sent: Friday, October 02, 2015 3:56 PM To: Jj Litchford; Halina Laczny; Paul Morris Cc: Catherine Logreco Subject: RE: Account closing notifications - urgent [I] Cl

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01359148

From: Jj Litchford Sent: 2/9/2035 12:12:08 PM To: Mark Gonzalez Subject: FW: JEE WT Attachments: DB_WTJEE_Johanna Thuringer_020915.pdf FYI—this is an example of what we discussed earlier re the difference between associate banker and . I think the RCs should first be turning to other available RCs before sending this to an AVP and then to me. I have asked Cynthia to take care of it. JJ Litchford Associate Deutsche Bank Trust Company A-nencas Deutsche Asset 8 Wealth Management 345

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