EFTA Document EFTA01458521

From: Paul Morris Sent: 10/7/2015 1:17:18 PM To: Mane Dwyer CC: Vahe Stepanian Subject: RE: SFL and Gratitude America Ltd ICI DI Thx ok ; Jj Litchford -----Original Message---From: Ariane Dwyer Sent: Wednesday, October 07, 2015 01:11 PM Eastern Standard Time To: Paul Morris; Jj Litchford Cc: Vahe Stepanian Subject: RE: SFL and Gratitude America Ltd [C] [I] Classification: For Internal use only Hi Paul, They'll need to complete the boilerplate dots such as account agreement and tax form. They will not need to complete a new KCP Non Advisory Letter and Finra2111 as these serve for the relationship. Best, Ari From: Paul Morris Sent: Wednesday, October 07, 2015 1:04 PM To: Vahe Stepanian; .1j Litchford Cc: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] [I] This is just simple brokerage yes? Not all the extra KCP letters etc correct? Message---- From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:59 PM Eastern Standard Time To: Paul Morris; Jj Litchford Cc: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] [I] Classification: For internal use only Rich specifically asked to open another brokerage account, and he understood that there is paperwork involved in doing so. Is there an alternative you have in mind? Thank you, Vahe CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0118473 CONFIDENTIAL SDNY GM_00284857 EFTA01458521