EFTA Document EFTA01459517

GMIS Rolling 13 Months KPU (ClIent-Lavel) - 1.CRM: Paul Meals December 2015 Assets ( In TUS Dollar) Pvlancinem Mr PrIerern• 3Liirra 3L4r4 NO tn. Dec 2015 Nov 2013 Ocl 2013 94p 2015 Aug 2015 Jul 2015 I I Jon 2016 May 2016 Aar 2016 Ma' 7Git. financial 'aYin SOUTHERN SOUTHERN C435SC *2 462 462 402 1.212 1,129 8,129 10,411 14,003 14,191 14,187 14,183 FINANCIAL FINANCIAL LIC A61/1404y 103,285 106,246 106,053 105,363 117,206 125,339 129,227 132,106 130,640 130,416 129,771 124,869 126,719 8,074 8,776 8,812 8,317 8,449 4,941 3,280 3,383 3263 3,248 3,333 3,004 233 0 0 0 0 0 0 0 0 0 0 0 0 0 Classic Advisory 111,821 115,484 115,327 114,142 127,868 132,004 141,236 146,212 146,906 147,667 147,296 142,140 141,130 SOUTHERN FINANCIAL UL 111,821 115,484 115,327 114,142 127,868 132,004 141,236 146,212 146,906 147,667 147,296 142,140 141,120 SOUTHERN Advise 139 139 139 131 139 139 139 139 139 139 139 139 339 1RUST Asory COPPANv INC. 109,992 73,432 78,574 69,814 71,763 71,753 73,394 76970 77,210 82,430 86,420 87,610 88,492 8,207 8,207 8,237 8,043 8,116 8,206 0,161 8,016 8,005 7,796 7,831 7,541 7,419 Clank Advisory 116,338 81,778 36,950 77,996 $0,018 80,099 81,645 85,125 115,355 90,366 94,390 95,290 96,081 SOUTHERN TRUST COMPANY INC. 116,338 81,778 66,950 77,996 80,018 80,099 81,645 85,115 85,355 90,366 94,390 95,290 96,081 THE 2007 Coss.: 0 0 0 0 0 0 0 0 0 0 0 0 0 )(FRET E Advisory EPSTEIN INSURANCE TR Classic Advisory 0 0 0 0 0 0 0 0 0 0 0 0 0 THE 2007 JEFFREY E. EPSTEIN INSURANCE TR 0 0 0 0 0 0 0 0 0 0 0 0 0 THE ii421 CASSC 63,643 63,585 63,402 63.097 63.128 63,325 63.171 63,266 63.145 62,932 62,149 62.370 62.333 TRUST Advisory Classic Advisory 63,443 63,585 63,402 63,097 63,128 63,325 63,171 63,266 63,145 62,932 62,749 62,370 62,303 THE HAZE TRUST 63,643 63,585 63,402 63,097 63,128 63,325 63,171 63,266 63,145 62,932 62,749 62,370 62,303 ZORRO CAssrc 228 262 175 176 :86 221 107 111 184 207 125 41 65 DEVELOPMENT A031301Y CORP Classic Advisory 238 262 175 176 188 221 107 171 144 207 225 41 ss ZORRO DEVELOPMENT CORP. 238 262 175 176 168 221 107 171 114 207 225 41 ss 2 Feb 2016 11 22 19 Creionad b CHO Ontecen ANN 4 et 11 Deutsche Bank CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00266154 DB-SDNY-0119970 EFTA01459517