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sd-10-EFTA01460249Dept. of JusticeOther

EFTA Document EFTA01460249

Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York. NY 10154-0004 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. poscitrt-cfr Aileron From: Paul Morris Sent: Tuesday, May 03, 2016 1:11 PM To: Hemant-Kumar Rathore• i Litchford• Arace Sanchez Cc: ; Oversight Control; Debra Jasper; Shanu Guiana; Ashish-K Sain; dboi oversight Subject: RE: Nonpost Transaction A/c dtd 05-02-2016 [I] Cc'ing Aracely, why would we post if account was closed.? Tha

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sd-10-EFTA01460249
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Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York. NY 10154-0004 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. poscitrt-cfr Aileron From: Paul Morris Sent: Tuesday, May 03, 2016 1:11 PM To: Hemant-Kumar Rathore• i Litchford• Arace Sanchez Cc: ; Oversight Control; Debra Jasper; Shanu Guiana; Ashish-K Sain; dboi oversight Subject: RE: Nonpost Transaction A/c dtd 05-02-2016 [I] Cc'ing Aracely, why would we post if account was closed.? Tha

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Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York. NY 10154-0004 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. poscitrt-cfr Aileron From: Paul Morris Sent: Tuesday, May 03, 2016 1:11 PM To: Hemant-Kumar Rathore• i Litchford• Arace Sanchez Cc: ; Oversight Control; Debra Jasper; Shanu Guiana; Ashish-K Sain; dboi oversight Subject: RE: Nonpost Transaction A/c dtd 05-02-2016 [I] Cc'ing Aracely, why would we post if account was closed.? Thanks Original Message--- From: Hemant-Kumar Rathore Sent: Tuesday, May 03, 2016 11:45 AM Eastern Standard Time To: Paul Morris; Litchford Cc: ; Oversight Control; Debra Jasper; Shanu Gujaria; Ashish-K Sain; dboi oversight Subject: RE: Nonpost Transaction A/c dtd 05-02-2016 [I] Classification: For Internal use only Hi, Please provide update on below. Thanks, With regards, Hemant-Kumar Rathore Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2 Evolve - Mahindra Technology Park, Inside Mahndra World City - SEZ. 302029 Jaipur, India Tel. A - Mobile Email Pasvitn, itr Pee . CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0121343 CONFIDENTIAL SDNY_GM_00267527 EFTA01460249

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