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sd-10-EFTA01460460Dept. of JusticeOther

EFTA Document EFTA01460460

Fax Mobi Emai (Embedded image moved to file: pic17945.gif) Securities offered through Deutsche Bank Securities Inc. From: To: Cc: Date: 11/04/2013 11:53 AM Subject: Re: (C] From a business perspective I am supportive given the importance of the overall PEI relationship. From a regulatory perspective, can we do this if he doesn't have an open brokerage account? Sent from my iPad On Nov 4, 2013, at 11:05 AM, "Rosemary vrablic" wrote: Classification: Confidential Given the "one b

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sd-10-EFTA01460460
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Fax Mobi Emai (Embedded image moved to file: pic17945.gif) Securities offered through Deutsche Bank Securities Inc. From: To: Cc: Date: 11/04/2013 11:53 AM Subject: Re: (C] From a business perspective I am supportive given the importance of the overall PEI relationship. From a regulatory perspective, can we do this if he doesn't have an open brokerage account? Sent from my iPad On Nov 4, 2013, at 11:05 AM, "Rosemary vrablic" wrote: Classification: Confidential Given the "one b

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Fax Mobi Emai (Embedded image moved to file: pic17945.gif) Securities offered through Deutsche Bank Securities Inc. From: To: Cc: Date: 11/04/2013 11:53 AM Subject: Re: (C] From a business perspective I am supportive given the importance of the overall PEI relationship. From a regulatory perspective, can we do this if he doesn't have an open brokerage account? Sent from my iPad On Nov 4, 2013, at 11:05 AM, "Rosemary vrablic" wrote: Classification: Confidential Given the "one bank" approach I keep hearing about, total Bollag investment and deposit assets with AWM (not brokerage) are approx S130 million. Kind regards, Rosemary vrablic <0.27A.gif> Rosemary vrablic managing Director Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue 27th Floor New York. NY. 10154-0004 Tel. Fax Mobil Email *ILSE 1046752 <0.CD8.gif> Securities offered through Deutsche Bank Securities Inc. Joshua Shoshan---11/04/2013 10:45:40 AM---Classification: Confidential RV, hi. This is not an easy conversation, and Michael has no brokerage CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 121733 CONFIDENTIAL SDNY_GM_00267917 EFTA01460460

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To: Rosemary vrablic/db/dbcom, Cc: Joshua Shoshan/db/dbcom, Caroline Kitidis/db/dbcom, Sean Magee/db/dbcom, Zbynek Kozelsky/db/dbcom, Haig Ariyan/db/dbcom Date: 11/04/2013 11:53 AM Subject: Re: [C] From a business perspective I am supportive given the importance of the overall P8 relationship. From a regulatory perspective, can we do this if he doesn't have an open brokerage account? sent from my iPad on Nov 4, 2013, at 11:05 AM, "Rosemary vrablic" wrote: classification: confiden

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Given the "one bank" approach I keep hearing about, total Bollag investment and deposit assets with AWM (not brokerage) are approx S130 million. Kind regards, Rosemary Vrablic <0.27A.gif> Rosemary vrablic Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue 27th Floor New York, NY, 10154-0004 Tel. +1(212)454-7887 Fax +1(646)867-1748 mobile Email NMLS# 1046752 <0.CD8.gif> Securities offered through Deutsche Bank Securities In

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Subject: RE: MD approval for ACUs completed for High Risk Clients [I] From: Andrew Gallivan Date: Fri, 07 Apr 2017 To: Vaishali-P Mehta < Classification: For internal use only Approved. From: Vaishali-P Mehta Sent: Friday, April 07, 2017 2:21 PM To: Andrew Gallivan Subject: FW: MD approval for ACUs completed for High Risk Clients [I] Classification: For internal use only Hi Andrew, In an effort to ensure that you have to approve only 1 email, I sent the below email, in hindsight I s

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345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. (212) 454-0601 Fax. (646 259-3273 Mobile Email Original Message From: Rosemary vrablic Sent: 11/05/2013 09:39 AM EST To: chip Packard; Haig Ariyan cc: Caroline Kitidis; Donald Summer; Joshua shoshan; zbynek Kozelsky Subject: allocation [C] Classification: confidential Chip and Haig In addition to Bollag, the only other name that needs allocation consideration is Kurt Butenhoff. Thanks for the attention in both these name

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investment and deposit assets with AWM (not brokerage) are approx S130 million. Kind regards, Rosemary vrablic <0.27A.gif> Rosemary vrablic Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue 27th Floor New York, Tel. Fax Mobil Email NY, NMLS@ 1046752 10154-0004 <0.CD8.gif> Securities offered through Deutsche Bank Securities Inc. Joshua Shoshan---11/04/2013 10:45:40 AM---Classification: Confidential Rv, hi. This is not a

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