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sd-10-EFTA01460467Dept. of JusticeOther

EFTA Document EFTA01460467

E-Fax 646 808 3499 From: Caroline Kitidis/db/dbcomODBAMERICAS To: Joshua Shoshan/db/dbcom@DBAmericas@DBAMERICAS@OBCOEX, Date: 11/05/2013 09:51 AM subject: Re: Fw: allocation [c] Classification: Confidential so what is feedback here from chip and haig, their call ? Caroline v. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor Tel. Fax. (646)

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sd-10-EFTA01460467
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E-Fax 646 808 3499 From: Caroline Kitidis/db/dbcomODBAMERICAS To: Joshua Shoshan/db/dbcom@DBAmericas@DBAMERICAS@OBCOEX, Date: 11/05/2013 09:51 AM subject: Re: Fw: allocation [c] Classification: Confidential so what is feedback here from chip and haig, their call ? Caroline v. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor Tel. Fax. (646)

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E-Fax 646 808 3499 From: Caroline Kitidis/db/dbcomODBAMERICAS To: Joshua Shoshan/db/dbcom@DBAmericas@DBAMERICAS@OBCOEX, Date: 11/05/2013 09:51 AM subject: Re: Fw: allocation [c] Classification: Confidential so what is feedback here from chip and haig, their call ? Caroline v. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor Tel. Fax. (646) 259-3273 Mobile Email Original Message From: Joshua Shoshan Sent: 11/05/2013 09:48 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential Hi. Butenhoff is an active client; not new. He trades a decent amount -- so we have about 355k of revs with him ytd -- which means he is real -- and, separately, RV has business with him, including loans. she is also very old friends. If he gets 500 shares, that might be nice. The other guy is Bollag, a billionaire that RV made this big deal about since yesterday. He has $100mm + in the firm. Best regards, --Josh Joshua shoshan Director Deutsche Bank Securities Inc. Private wealth management - Americas Private client Services 345 Park Ave, 26th Floor New York, NY 10154 office 3 Cell E-Fax From: Caroline Kitidis/db/dbcomODBAMERICAS To: "Joshua Shoshan" Date: 11/05/2013 09:43 AM Subject: Fw: allocation [C] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 121746 CONFIDENTIAL SDNY_GM_00267930 EFTA01460467

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