EFTA Document EFTA01460516

I spoke to Chip yesterday, and I think we still have a real problem with these special allocations not coming off the top. If they come out of the PB allocation, they are three times more "expensive". Can you try to get that pre-split allocation to take place? Chip said he was talking to you. I have not spoken to Haig, which I think makes sense . . . Joshua Shoshan Director Deutsche Bank securities Inc. Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 cell E-Fax 646 808 3499 From: Caroline Kitidis/db/dbcomODBAMERICAS To: Joshua Shoshan/db/dbcomODBAmericas@OBAMERICAS@DBCOEX, Date: 11/05/2013 09:51 AM Subject: Re: Fw: allocation [C] Classification: Confidential So what is feedback here from chip and haig, their call ? Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. (212) 454-0601 Fax. ( - Mobile Email Original Message From: Joshua shoshan Sent: 11/05/2013 09:48 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential Hi. Butenhoff is an active client; not new. He trades a decent amount -- so we have about $55k of revs with him ytd -- which means he is real -- and, separately, RV has business with him, including loans. She is also very old friends. If he gets SOO shares, that might be nice. The other guy is Bollag, a billionaire that RV made this big deal about since yesterday. He has 5100mm + in the firm. Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private wealth Management - Americas CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121830 CONFIDENTIAL SDNY_GM_00268014 EFTA01460516