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sd-10-EFTA01460524Dept. of JusticeOther

EFTA Document EFTA01460524

Classification: Confidential H&C, Per our conversation you agree that KCP allocations can come off top before PB/PCS breakdown? Its 3 clients where we have allocations. If so I will discuss w Mike I. See below. Caroline V. Kitidis Managing Director I Head of Key client Partners & wealth Investment coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York. NY 10154-0004 Tel. Fax. mobile Email original Message Fr

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sd-10-EFTA01460524
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Classification: Confidential H&C, Per our conversation you agree that KCP allocations can come off top before PB/PCS breakdown? Its 3 clients where we have allocations. If so I will discuss w Mike I. See below. Caroline V. Kitidis Managing Director I Head of Key client Partners & wealth Investment coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York. NY 10154-0004 Tel. Fax. mobile Email original Message Fr

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Classification: Confidential H&C, Per our conversation you agree that KCP allocations can come off top before PB/PCS breakdown? Its 3 clients where we have allocations. If so I will discuss w Mike I. See below. Caroline V. Kitidis Managing Director I Head of Key client Partners & wealth Investment coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York. NY 10154-0004 Tel. Fax. mobile Email original Message From: Joshua Shoshan Sent: 11/05/2013 10:04 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential Caroline, as far as I understand, the KCP accounts are Epstein, Rose and wolfson (Daniel wolfson will be in the book) -- so far. I guess Bollag is not KCP, but he should be, based upon size -- but there is no KCP interaction here, as far as I know. In short, the KCP accounts should get an allocation before the PCS/PB split, but Mike Iaquinta tells me adamantly that he has no instructions about a KCP carve-out, and he needs those instructions from you, Haig and Chip. Maybe you might call Iaquinta? He is at Best, --Josh Joshua Shoshan Director Deutsche Bank securities Inc. Private wealth Management - Americas Private client services 345 Park Ave, 26th Floor New York, NY 10154 offic Cell E-Fax From: Caroline TO: Joshua Date: 11/05/2013 09:59 AM Subject: Re: Fw: allocation [C] Classification: Confidential These are KCP accounts we r referring to or PB WIC ? We said KCP accounts shd come off top and they agreed. CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0121847 CONFIDENTIAL SDNY_GM_00268031 EFTA01460524

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