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Case File
sd-10-EFTA01460561Dept. of Justice

EFTA Document EFTA01460561

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- PSMT: 400k block trade Revenue confirmed $907k (US) - Spitfire 2.0: 5300K rev confirmed (US) - SPEARS: New client & new product (US) - Airlee CLO: $1MM rev confirmed (US) - BPG ass: $266K rev confirmed (US) - Iron ore: 52.5-5mM firm orders (LatAm) - Equity swap on Bovespa: $20mM notional (LatAm) - CLN Petrobras: $5-10MM interest (LatAm) - KCP New accounts: MDCA, Toms Capital, Voltaire Capital (06) Wealth Investment Coverage *29 ECM deals: busiest November on record* - Bilgili: New $

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Dept. of Justice
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sd-10-EFTA01460561
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