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sd-10-EFTA01460567Dept. of Justice

EFTA Document EFTA01460567

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2 CFP STRICTLY PRIVATE 8 CONFIDENTIAL, FOR INTERNAL DISTRIBUTION ONLY AWM New Proposed Framework Vis-a-vis KCP Clients . Continue to introduce CFP deals to "professional investor" classified AWM KCP clients with "big boy" letters as per the existing regime: strengthen current regime. . Modify "big boy" letters specifically disclosing to potential investors DB AG's conflicts of interest (in particular in respect of price); requiring clients to undertake they have necessary expertise in

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Dept. of Justice
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sd-10-EFTA01460567
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