EFTA Document EFTA01460581

From: Joshua Shoshan Sent: 12/16/2013 10:49:45 AM To: Caroline Kitidis I Michael laquinta CC: Zbynek Kozelsky • Chip Packard I ; Haig Ariyan Mathew Negus I I; Donald Summer Subject: ECM carve out to KCP client ICJ Attachments: pic25059.gif; pic24588.gif; pic24449.gif; pic05765.gif Classification: confidential Greetings, Caroline, Chip, Haig. Tazia and I discussed this case this morning. The proposal from Tazia is that Mr. Epstein would indicate for certain deals, and that he be allocated shares on these transactions from the "KCP allocation". You can see the history below. As this is the first such case, it is proposed that Mr. Epstein be allocated 50bps of the shares allocated to wealth Management for the deals in which he participates? Do you agree, and will you kindly respond so that Mike Iaquinta and the rest of us are aware of this arrangement? Please also let us know if you have questions or concerns. Best regards, --Josh Joshua Shoshan Director Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 offic cell E-Fax 646 808 3499 original message From: Tazia Smith sent: 12/13/2013 05:34 PM EST To: Joshua shoshan Subject: Fw: [C] classification: confidential Hi Josh - Let's circle up on this on Monday and strategize the best solution. Let me know when works for Thanks! Tazia Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM From: Caroline Kitidis/db/dbcom To: Tazia Smith/db/dbcom@DBAMERICAS, Cc: Paul Morris/db/dbcomODBAMERICAS Date: 12/13/2013 11:43 AM Subject: Re: [C] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121932 CONFIDENTIAL SDNY_GM_00268116 EFTA01460581