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sd-10-EFTA01460662Dept. of JusticeOther

EFTA Document EFTA01460662

IKCP I0I: Paylocity IPO [I] classification: For internal use only Greetings, Haig, Chip, Caroline and Mike. Tazia has conveyed that KcP-client Jeff Epstein will indicate for the Paylocity IPO, which is this coming Tuesday night/ Wednesday morning. Per Haig's earlier email (below) that we will not be bound to a formula, Mike Iaquinta and I reviewed the possibilities for allocations on this deal. The deal is small -- 6.67mm shares -- and DB is the left bookrunner. we expect a rather small

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sd-10-EFTA01460662
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IKCP I0I: Paylocity IPO [I] classification: For internal use only Greetings, Haig, Chip, Caroline and Mike. Tazia has conveyed that KcP-client Jeff Epstein will indicate for the Paylocity IPO, which is this coming Tuesday night/ Wednesday morning. Per Haig's earlier email (below) that we will not be bound to a formula, Mike Iaquinta and I reviewed the possibilities for allocations on this deal. The deal is small -- 6.67mm shares -- and DB is the left bookrunner. we expect a rather small

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IKCP I0I: Paylocity IPO [I] classification: For internal use only Greetings, Haig, Chip, Caroline and Mike. Tazia has conveyed that KcP-client Jeff Epstein will indicate for the Paylocity IPO, which is this coming Tuesday night/ Wednesday morning. Per Haig's earlier email (below) that we will not be bound to a formula, Mike Iaquinta and I reviewed the possibilities for allocations on this deal. The deal is small -- 6.67mm shares -- and DB is the left bookrunner. we expect a rather small retail allocation. In short, system-wide, we may get around 150k shares. For Mr. Epstein's KCP allocation, can we agree that out of the wealth Management allocation next week for Paylocity, Mr. Epstein would be allocated 500-1000 shares? Mike and I will come up with an exact number as we get very close to Wednesday morning's allocation (March 19). Haig, please let us know if you agree. Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private wealth management - Americas Private client Services 345 Park Ave, 26th Floor New York, NY 10154 Offic Cell E-Fax I From: 'Haig Ariyan/db/dbcom I T O : 'Joshua shosha > I Cc: 'Caro chip Packard Shoshan Mic ae Iaquint ISmit TaZid I Joshua I Date: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122093 CONFIDENTIAL SDNY_GM_00268277 EFTA01460662

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From: Joshua Shoshan Sent: 3/14/2014 3:55:42 PM To: Haig Ariyan CC: Caroline Kitidis Chip Packard Michael la uinta ' mith Vahe Stepanian ; Donald Summe I Subject: KCP 1O1: Paylocity IN) [II Attachments: pic30218.gif; pic04271.gif; pic04771.gif; pic18700.gif classification: For internal use only Greetings, Haig, chip, Caroline and mike. Tazia has conveyed that KcP-client Jeff Epstein will indicate for the Paylocity IPO, which is this coming Tuesday night/ wednesday morning. Pe

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Subject: RE: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] From: Michael Iaquinta Date: Thu, 13 Nov 2014 To: Joshua Shoshan Haig Ariyan Tazia Smith Donald Summer Cc: Caroline Kitidis Thomas ORorke Matt Glassman Daniel Sabba Chip Packard Me. All set 15:51:17 -0500 Sent with Good (www.good.com) Original Message From: Joshua Shoshan Sent: Thursday, November 13, 2014 03:50 PM Eastern Sta

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