EFTA Document EFTA01460801

Date Subject 09/16/2014 03:04 PM Re: Update (CJ Classification: Confidential Cheryl, With all due respect this has always been our account and earlier in the year I told you that Liz was going to pursue the account and if the need arose where you could be of help we would happily include you. Liz and I went to Marc's office just a few months ago and have had an ongoing dialogue with him as well and we were caught completely off guard when we learned that you were speaking with him about doing a trade in our account.. I was very surprised to learn that IPO paperwork was signed unbeknownst to us for an account domiciled in the branch. While partnership is encouraged it is not at the expense of confidentiality and trade supervision. I am concerned about how this progressed and would like to sit down with you and Michael to make sure that this doesn't happen again. Kind regards, Jim James Layden Regional Executive I Managing Director DB Securities Inc Deutsche Asset & Wealth Management 2000 Avenue of the Stars, Suite 910-n.90067 Los Angeles. CA. USA Tel. Fax Emai Deutsche Asset & Wealth Management represents the asset management and wealth management activities conducted by Deutsche Bank AG or any of its subsidiaries. clients wit be provided Deutsche Asset B Wealth Management products or services by one or more legal entities that will be identified to clients pursuant to the contracts. agreements. offering materials or other documentation relevant to such products or services. This communication may contain confidential and/or privileged Information. If you aro not the blended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying. disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. Securities offered through DWS Investments Distributors, Inc. Fran). To. Date: Subject: 09/1612014 02:28 PM Update IC) Classification: Confidential CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122345 CONFIDENTIAL SDNY_GM_00268529 EFTA01460801