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sd-10-EFTA01460845Dept. of JusticeOther

EFTA Document EFTA01460845

345 Park Avenue New York, NY 10154 212.454.4440 direct phone 212.454.0504 fax From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:28 PM To: Tazia Smith; Donald Summer; Haig Ariyan Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta Subject: RE: KCP IOI: Hart Acquisitions/Watson ICI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Greetings, Haig. Please see below. Would you give a KCP allocation off the top for Hart be

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sd-10-EFTA01460845
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345 Park Avenue New York, NY 10154 212.454.4440 direct phone 212.454.0504 fax From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:28 PM To: Tazia Smith; Donald Summer; Haig Ariyan Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta Subject: RE: KCP IOI: Hart Acquisitions/Watson ICI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Greetings, Haig. Please see below. Would you give a KCP allocation off the top for Hart be

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345 Park Avenue New York, NY 10154 212.454.4440 direct phone 212.454.0504 fax From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:28 PM To: Tazia Smith; Donald Summer; Haig Ariyan Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta Subject: RE: KCP IOI: Hart Acquisitions/Watson ICI 30k shares for Virgin America (VA.US) [I] Classification: For internal use only Greetings, Haig. Please see below. Would you give a KCP allocation off the top for Hart below? Mike I. thinks we see no more that 600k shares in Wealth Management. It may well be lower. SO bps of 600k shares is 3000 shares. What do you want to do? Thanks, Haig. Best regards,--Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: Tazia Smith Sent: Wednesday, November 12, 2014 2:20 PM To: Joshua Shoshan; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba Subject: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For Internal use only Josh — My regrets for the late notice. Hart (Eric Watson's Family Office Entity, Private Banker = Mark Gonzolez) is indicating for 30k shares of VA through KCP. Thanks Tazia Ii CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122429 CONFIDENTIAL SDNY_GM_00268613 EFTA01460845

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01478983

Subject: RE: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] From: Joshua Shoshan Date: Thu, 13 Nov 2014 16:05:15 -0500 To: Michael Iaquinta Haig Ariyan < Tazia Smith Donald Summer Zbynek Kozelsky Cc: Caroline Kitidis Thomas ORorke Matt Glassman - >, Daniel Sabba Chip Packard Classification: For internal use only Thanks. Ziggy, fyi. Joshua Shoshan Director Deutsche Bank Securities Inc.

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Subject: RE: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] From: Tazia Smith ‹ > Date: Thu, 13 Nov 2014 15:36:57 -0500 To: Joshua Shoshan Haig Ariyan Donald Summer Cc: Caroline Kitidis Thomas ORorke Matt Glassman Daniel Sabba Michael Iaquinta Chip Packard Classification: For internal use only Epstein is NOT coming in for VA. Only Hart and we have managed expectations. To be determined on P

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Subject: RE: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] From: Michael Iaquinta Date: Thu, 13 Nov 2014 To: Joshua Shoshan Haig Ariyan Tazia Smith Donald Summer Cc: Caroline Kitidis Thomas ORorke Matt Glassman Daniel Sabba Chip Packard Me. All set 15:51:17 -0500 Sent with Good (www.good.com) Original Message From: Joshua Shoshan Sent: Thursday, November 13, 2014 03:50 PM Eastern Sta

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Classification: For Internal use only Is this a new client you are requesting special consideration for , or is this the same client? Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone 212 454.0504 fax From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:28 PM To: Tazia Smith; Donald Summer; Haig Ariyan Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaqui

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Subject: Re: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] From: Joshua Shoshan Date: Thu, 13 Nov 2014 15:50:19 -0500 To: Haig Ariyan <hai .ariyan@db.com>, Tazia Smith Donald Summer Cc: Caroline Kitidis Thomas ORorke Matt Glassman Daniel Sabba Michael Iaquinta Chip Packard Classification: For Internal Use Only Mike, who needs this message? Andre? Thanks, --Josh From: Haig Ariyan Sent: Th

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EFTA Document EFTA01478992

Subject: Re: KCP IOI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] From: Tazia Smith ‹ > Date: Fri, 14 Nov 2014 08:47:36 -0500 To: Joshua Shoshan Michael Iaquinta Haig Ariyan Donald Summer Cc: Caroline Kitidis Thomas ORorke Matt Glassman Daniel Sabba Chip Packard <chip.packard@db.com> Classification: For Internal Use Only Thank you Josh From: Joshua Shoshan Sent: Friday, November 14, 2014 08:45

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