EFTA Document EFTA01460995

USPB relationships by size tier - size tier in EUR - data in USD Row Labels # % of total Relationships relationships CBV Q1 2015 % total Revenue Q1 CBVs 2015 (USD) % of total Revenue ZUCKERMAN SEYMOUR 1 0% 148,788 0% 1,193 0% ALBISSER SERAP 1 0% 146,714 0% 342 0% LEIDY JR ROBERT P 1 0% 142,968 0% (72) 0% ALVAREZ ISRAEL 1 0% 142,748 0% 3 0% HERRERA FABIAN 1 0% 142,174 0% 178 0% LANDIS DONALD 1 0% 141,433 0% 337 0% DAVIS CHRISTOPHER 1 0% 140,857 0% 55 0% LOW NATHAN 1 0% 139,675 0% 276 0% TRAIN SMITH COUNSEL 1 0% 138,527 0% 1,086 0% KELLEY DRYE WARREN 1 0% 137,660 0% 187 0% COWLES CHARITAB 1 0% 137,314 0% 409 0% WENDEL GERALD 1 0% 135,063 0% 765 0% NICKELL FRANK T 1 0% 133,509 0% 315 0% KAR 1 0% 130,026 0% 163 0% BOURDIER FRAN 1 0% 129,178 0% 10 0% HILLIARD CHARL 1 0% 128,811 0% 1,988 0% FRASER H RUSSELL 1 0% 127,609 0% 0 0% MICHEL GEORGE 1 0% 125,454 0% 355 0% AULD SHIR 1 0% 123,629 0% 7 0% POWER STEVEN R 1 0% 121,052 0% 288 0% DENEBRINK JOYC 1 0% 120,093 0% 288 0% ZAPPAVIGNA DON 1 0% 119,925 0% 355 0% FORREST TOWER THREE 1 0% 118,587 0% 248 0% VONDEESTEN MARG 1 0% 118,253 0% 593 0% WELTZ ELSE 1 0% 117,204 0% 75 0% SEIX INVESTMENT ADV 1 0% 117,177 0% 146 0% DENT STEPHEN G 1 0% 117,133 0% 435 0% SCRIBNER DAVID 1 0% 114,891 0% 477 0% CAHILL GORDON 1 0% 114,677 0% 289 0% SLOAN JEFFREY T 1 0% 114,286 0% (351) 0% PARSONS ELENORE M 1 0% 113,538 0% 142 0% PROSKAUER ROSE & GO 1 0% 113,030 0% 2,755 0% BERLEY MAX 1 0% 112,014 0% 316 0% SEGAL WILLIAM N 1 0% 109,966 0% 271 0% TANGUY LOUIS-JACQUE 1 0% 108,844 0% 150 0% LISC 1 0% 108,681 0% 0% ENGLER ERIC H 1 0% 108,288 0% 88 0% JAKOPIN JOHN 1 0% 108,253 0% 50 0% GF CAPITAL 1 0% 107,005 0% 0% WILES ELISABET 1 0% 105,597 0% 9 0% ZIEGLER BARBARA 1 0% 105,379 0% 324 0% KRIVIT SG 1 0% 101,774 0% 332 0% THE YALE CLUB O 1 0% 101,708 0% 344 0% SHEILA KATZ 1 0% 101,558 0% 11 0% STRASSWIMMER JOHN M 1 0% 101,427 0% 189 0% SKLAR GARRY 1 0% 101,259 0% 207 0% LIEBER JASON 1 0% 100,317 0% 162 0% DELANEY JOHN H 1 0% 100,105 0% 310 0% KINTER JAMES P 1 0% 99,173 0% 210 0% PIERRO ROSE 1 0% 98,941 0% 510 0% ELLIN HOWARD 1 0% 97,220 0% 185 0% LANGDON LTD 1 0% 96,729 0% 446 0% SHIMKIN LEON 1 0% 96,289 0% 162 0% KALMAN C 1 0% 95,448 0% 210 0% 45/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122776 CONFIDENTIAL SDNY_GM_00268960 EFTA01460995