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sd-10-EFTA01461370Dept. of JusticeOther

EFTA Document EFTA01461370

From: Sent: To: CC: Subject: Tazia Smith 2/24/2014 11:44:42 AM Paul Morris USDMXN [C] Classification: Confidential Harry - I;VaheStepanian As discussed, I am following up to identify where those "Exchange Rates" denoted with the bond purchase/sale on the Monthly Pershing statements are coming from. The below is just an illustration of the currency's volatility over the relevant time period. I will be back with the explanation and resolution ASAP. Regards, Tazia • At 11:41 Op 13

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sd-10-EFTA01461370
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From: Sent: To: CC: Subject: Tazia Smith 2/24/2014 11:44:42 AM Paul Morris USDMXN [C] Classification: Confidential Harry - I;VaheStepanian As discussed, I am following up to identify where those "Exchange Rates" denoted with the bond purchase/sale on the Monthly Pershing statements are coming from. The below is just an illustration of the currency's volatility over the relevant time period. I will be back with the explanation and resolution ASAP. Regards, Tazia • At 11:41 Op 13

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: CC: Subject: Tazia Smith 2/24/2014 11:44:42 AM Paul Morris USDMXN [C] Classification: Confidential Harry - I;VaheStepanian As discussed, I am following up to identify where those "Exchange Rates" denoted with the bond purchase/sale on the Monthly Pershing statements are coming from. The below is just an illustration of the currency's volatility over the relevant time period. I will be back with the explanation and resolution ASAP. Regards, Tazia At 11:41 Op 13.2719 kIXN SON Cur nc 13.2940 13.2020 ave As 90 Actions 97) Edit Lut me* P I ^ : a r t ! .33 Darer 1r 41, Track Annotate " News I • Last Price 13.3573 T High on 01/24/14 13.4600 +Average 13.2142 1 Low on 01/10/14 12.9676 3.2045 13.205E 13.2648 - 98) Table 02/26/14 Line Chart MC:=23 9" Sve:A.Fritt Staly ZOOM . . . 1 , . q Even; 0 Jan 7 Jan 15 Jan 22 2014 Jan 31 13.4000 GEM P. 13.3000 ► 13.2000 13.1000 g-13.0000 Used with permission of Bloomberg Finance U) Tazia Smith Director I Key Client Partners - US Deutsche Bank Secunties Inc Deutsche Asset S Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 123375 SDNY_GM_00269559 EFTA01461370

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GPS12.9676 3.2045
GPS13.2000 13.1000
GPS13.2940 13.2020

Related Documents (6)

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Subject: Re: USD/MXN Follow-U From: Vahe Stepanian < Date: Wed, 26 Feb 2014 16:36:00 -0500 To: Cc: Paul Morris < >, Classification: Confidential Harry - further (per our conversation), the spot trades were executed as follows: 1) 1/14: Bought MXN 39,253,441.02 @ 13.0975 (USD $2,997,017.83) 2) 1/27: Sold MXN 38,199,653.10 @ 13.4415 (USD $2,841,918.91) These were executed at the same time as the buy/sell of the Mex bonds Hope this helps. Vahe From: Vahe Stepanian/db/dbcom To: Cc:

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Subject: Fw: Jeffrey - Two 9month expiry Rupee option trades + historical charts From: Tazia Smith < Date: Tue, 20 May 2014 15:20:04 -0400 To: jeevacation@gmail.com Cc: Paul Morris <I >, Nav Gupta ":n Vinit Sahni Vahe Stepanian Jeffrey - Traders' view is that accurate history on the option itself (9mo ATM USDpINRc, for example) doesn't exist given the forward points, vol, liquidity, etc backdated inputs would not be accurate. That sa id, I've included the 6 and 12mo ATM USDINR implied v

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Subject: RE: Energy Renaissance E uities + Trade idea: KI Brent puts [C) From: Tazia Smith < Date: Mon, 03 Mar 2014 14:32:52 -0500 To: Cc: Paul Morris Vahe Stepanian < Classification: Confidential Yes, will do - thanks Jeanne! (Embedded image moved to file: pic26026.gif) Tazia Smith Director I Key Client Partners - US Deutsche Deutsche 345 Park New York Tel. Fax Mobile Email Bank Securities Inc Asset & Wealth Management Avenue, 26th Floor NY 10154 (Embedded From: To: C

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From: Vinit Sahni Sent: 3/13/2014 9:33:42 PM To: Paul Morris ; Nay Gupta j; Tazia Smith -I Subject: Re: Trade Report 3/13/14 - WTI Zero Cost Risk Reversal IC) classification: confidential Nam actually came back to him very quickly we should point out. we just dont have the market making capabilities in options and therefore gave him an option straight away. original Message From: Paul Morris Sent: 03/13/2014 06:53 PM EDT To: Vinit Sahni; Nav Gupta; Tazia Smith Subject: Fw: T

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Subject: Fw: MXN Spot Rate on the January Monthly Statement (I] From: Tazia Smith .c > Date: Tue, 25 Feb 2014 13:12:15 -0500 To: Paul Morris < > Classification: For internal use only FYI Forwarded by Tazia Smith/db/ on 02/25/2014 01:12 PM From: Howard S Allen/db/ To: Tazia Smith/db/ . Cc: Josie Hall/db/ , Vahe Stepanian/db/ Zbynek Kozelsky/db/ Date: 02/25/2014 01:07 PM Subject: Re: Fw: MXN Spot Rate on the January Monthly Statement (I] Classification: For internal use only

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EFTA Document EFTA01446827

From: Tazia Smith [tazia.smith@db.com] Sent: 1/31/2014 10:02:55 AM To: jeevacation@gmail.com CC: Paul Morris [paul.morris@db.com] Subject: GE [CI Attachments: pic29640.gif; pic07892.gif; pic20327.gif; pict)9529.gif; pic14101.gif; pic10680.gif Classification: Confidential ...Not sexy, but consider adding to your GE here -S25.23 (recall you own 23k shs at 521.57, or -4580k worth). Sold off after earnings, believe re-rating is done and it heads back >S27. (Embedded image moved to fil

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