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sd-10-EFTA01461464Dept. of JusticeOther

EFTA Document EFTA01461464

From: Tazia Smith Sent: 3/21/2014 11:08:00 AM To: jeevacation@gmail.com CC: Nav Gupta Paul Vinit Sahni Subject: BRL March note matured ICI Classification: Confidential Jeffrey - Vahe Stepanian BRL March note final value of 2.342. Redemption value will be 806.259239 per bond, or $806.259.239. down S193,740.76, on your position. Will settle 3/27. Source: HSBC Structured Solutions. 3/21/14 BLEXPTAX 2.34140 : 03/20114 Reals/Dollar Brazil USD Avg Rate Central Emi'v pt d,, ban

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sd-10-EFTA01461464
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From: Tazia Smith Sent: 3/21/2014 11:08:00 AM To: jeevacation@gmail.com CC: Nav Gupta Paul Vinit Sahni Subject: BRL March note matured ICI Classification: Confidential Jeffrey - Vahe Stepanian BRL March note final value of 2.342. Redemption value will be 806.259239 per bond, or $806.259.239. down S193,740.76, on your position. Will settle 3/27. Source: HSBC Structured Solutions. 3/21/14 BLEXPTAX 2.34140 : 03/20114 Reals/Dollar Brazil USD Avg Rate Central Emi'v pt d,, ban

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From: Tazia Smith Sent: 3/21/2014 11:08:00 AM To: jeevacation@gmail.com CC: Nav Gupta Paul Vinit Sahni Subject: BRL March note matured ICI Classification: Confidential Jeffrey - Vahe Stepanian BRL March note final value of 2.342. Redemption value will be 806.259239 per bond, or $806.259.239. down S193,740.76, on your position. Will settle 3/27. Source: HSBC Structured Solutions. 3/21/14 BLEXPTAX 2.34140 : 03/20114 Reals/Dollar Brazil USD Avg Rate Central Emi'v pt d,, ban 95) Save As 98 Actions 97) Edit • In Table Line Chart Cnin czenwe aialiall BP Pt 03131,(30:3 OE 304014 3; 1 1 Y":" 3Y 5Y 7).3 o Track Annotate ci■ Bid Price 2.34140 - T High on 08/22/13 2.44510 Average 2.24054 Low on 04/11/13 1.97310 se,nrirvish4y — News , Loan V'3,7 Sit 114 Evan O Mar Jun Sep 2.40000 411EDEI 0.2.30000 2.25620 2.20000 I-2.10000 2.00000 Dec Mar 2013 2014 From Tazia Smrth To: jeovacabon@gmail.com, cc. r Paul Moms. Vint Sahredbnibav Guotatlaahe StepanIan/it Date: 03/17/2014 03:44 PM Subject First BRL note valuation date 320. poised to settle beyond boner (down -20%) [CI Classification: Confidential CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0123529 CONFIDENTIAL SDNY_GM_00269713 EFTA01461464

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Emailjeevacation@gmail.com
Emailjeovacabon@gmail.com
GPS-2.10000 2.00000
GPS2.30000 2.25620

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Sent from my iPhone On )un 4, 2014, at 11:23 AM, Paul Morris rote: Classification: Confidential Lesley, I'm traveling so may be better for a few of us to call him or do a dial in? From: Lesley Groff Sent: 06/04/2014 10: iAsi Ah To: Paul Morris Cc: Tazia Smith; vinit Sahni; Nav Gupta ; vahe Stepanian Subject: Re: Call with je tomorrow [C] Jeffrey says ok to a 1pm NY time phone call with you all today. can he call you, Paul, at 1pm and you have everyone on the line ready to go? Sent

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From: Molt Sahni Sent: 7/30/20141:59:19 AM To: Nay Gupta CC: Paul MoM Subject: Re: For Approval Ill We need to fix this these are non advisory clients Vinit On 30 Jul 2014, at 06:47, "Nav Gupta" wrote: Classification: For internal use only To keep u in the loop. Tazia still working w/ comp) on language to send JE my s+p idea from last week Tazia Smith --- Original Message -- From: Tazia Smith Sent: 07/29/2014 07:04 PM EDT To: Siri Cowden Cc: Zbynek Kozelsky; Vahe Stepanian;

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Deutsche Bank Group Valuation Statement Request 182298 05 Mar 2014 SOUTHERN FINANCIAL, LLC As of 05 Mar 14 Deutsche Bank AG For Sales Inquiries Contact: Tazia Smith (Tel) (Email) For questions relatin to this statement contact: Valuations NY (Tel) (Email) SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Harrybeller Gmail (Email) Richard Kahn12 (Email) ,Vahe Stepanian (Email) ,Joseph Cothron (Email) ,Amanda Kirb (Email) ,Paul Morris (Email) Pinedo (Email) ,Gedeon Tazia Fx

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e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 01 Oct j• 01 Oct 2014 Page 1 Of 2 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tel i (Email) For questions relating to this statement contact Valuations NY (Tel) (Erna, SOUTHERN FINANCIAL, LLC To: Jabwcpa Harrybeller Richard Kahn .Gedeon Rnedo (Email) Vahe Stepanian (Email) .Joseph Cothron (Email Tazia Smith (Email) Amanda Kirby (Email) Paul Morris (Email) Fx Rates USD/EUR = .7939973798 Note:-All Valu

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From: Paul Morris Sent: 2/28/2014 6:07:56 AM To: Tazia Smith CC: Vahe Stepanian Subject: Re: follow-up call [C] ; Paul Morris ; Vinit Sahni [ ; Nay Gupta Classification: Confidential No, vinit are u available this morning? Original Message From: Tazia Smith Sent: 02/27/2014 10:57 PM EST To: Paul Morris Cc: Vahe Stepanian; Vinit Sahni ; Nay Gupta Subject: Re: follow-up call [C] Classification: Confidential Is this call confirmed? Tazia Smith Director Key Client Partne

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