EFTA Document EFTA01461620

From: Tazia Smith Sent: 4/30/2014 12:44:15 PM To: jeevacation@gmail.com CC: Subject: USDJPY call expires tmw + OTC p/I update (CI Classification: Confidential Jeffrey - ; Vinit Sahni ; Vahe Stepanian As y011 knou. USDJPY 102.5 call expires tomorrow. Copper px chid below. Malt and Nay ce'd here to opine. As of 4/29/14 Live Description Trade Date Expiration Notional Cost Basis MTM* MTM* P/L USDJPY Triple One-Touch 101 Call 11/21/2013 11/20/2014 1,000,000 USD $ $ 4,752 S 4,752 USDJPY 102.5 Can 1/31/2014 5/1/2014 10,000,000 USD $190,000 S 26,484 5 (163,516) Dec14 Copper 7000 Call 4/7/2014 12/3/2014 1,250 metric tors $331,250 S 293,490 5 (37,760) °$521,250 $ 324,726 $ (196,524) ; Paul Morris Not a bid/offer. Mid Mark-to-Market as reported on client's DB Valuation Statement. Closed Description Initial Trade Date Unwind Trade Date Cost Basis Unwind Value P/L USDCAD RKI Call Spread 1/.17/2014 3/5/2014 $109,995 $ 115,C0C S 5,005 USDRUB 37.595 Binary 3/13/2014 4/14/2014 1,000,000 USD $257,000 S S (257,000) Jun14 WTI 101/93.50 Risk Reversal 3/13/2014 5/15/2014 100,000 bbls $ 5 312,00C $ 312,000 $ 60,005 I,ME Dec11 ('upper Price History CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0123770 CONFIDENTIAL SDNY_GM_00269954 EFTA01461620