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sd-10-EFTA01461810Dept. of JusticeOther

EFTA Document EFTA01461810

departments including the Research Department. This material is intended for your personal use and DeAWM is not soliciting the purchase or sale of any secunty or transaction. or participation in any particular trading strategy. This material, and the information contained therein, does not constitute the provision of investmeM advice. Sales and Trading functions are subject to additional potential conflicts of interest 'Mulch the Research Department does not face. Deutsche Bank may engage in

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Dept. of Justice
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sd-10-EFTA01461810
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departments including the Research Department. This material is intended for your personal use and DeAWM is not soliciting the purchase or sale of any secunty or transaction. or participation in any particular trading strategy. This material, and the information contained therein, does not constitute the provision of investmeM advice. Sales and Trading functions are subject to additional potential conflicts of interest 'Mulch the Research Department does not face. Deutsche Bank may engage in

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
departments including the Research Department. This material is intended for your personal use and DeAWM is not soliciting the purchase or sale of any secunty or transaction. or participation in any particular trading strategy. This material, and the information contained therein, does not constitute the provision of investmeM advice. Sales and Trading functions are subject to additional potential conflicts of interest 'Mulch the Research Department does not face. Deutsche Bank may engage in transactions in a manner inconsistent with the views discussed herein. Deutsche Bank trades or may trade as principal in the instruments (or related derivatives), and may have proprietary positions in the estruments (or related denvatrves) discussed herein. Deutsche Bank may make a market in the instruments (or related derivatives) discussed herein. Sales and Trading personnel are compensated in part based on the volume of transactions effected by them. Assumptions, estimates and opinions expressed constitute the author's judgement as of the date of this material and are subject to change without notice. Past performance is not a reliable indicator of future results. This material is based upon information considered reliable as of the date hereof, but Deutsche Bank does not represent that it is accurate and complete. Certain transactions or securities mentioned herein. including derivative products, give rise to substantial nsk. including currency and volatility risk and are not suitable for all investors. Deutsche Bank transacts business with couMerparties on an arm's length basis and on the assumption that each counteiparly is sophisticated and capable of independently evaluating the merits and risks of each transaction and that the counterparly is making an independent decision regarding any transaction. This e-mail may contain confidential ander privileged information. If you aro not the intended recipient (or have received the e-mail in error) please notify the sender immediatety and destroy this e-mail. Any unauthorized copying, disclosure or distnbution of the material In this e-mail is strictly forbidden Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-X04 New York, NY, USA Tel. +1(212)454-28e9 Fax +1(646)257-3131 E Owirs Peritan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0124065 CONFIDENTIAL SONY GM_00270249 EFTA01461810

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Subject: RE: Energy Renaissance E uities + Trade idea: KI Brent puts [C) From: Tazia Smith < Date: Mon, 03 Mar 2014 14:32:52 -0500 To: Cc: Paul Morris Vahe Stepanian < Classification: Confidential Yes, will do - thanks Jeanne! (Embedded image moved to file: pic26026.gif) Tazia Smith Director I Key Client Partners - US Deutsche Deutsche 345 Park New York Tel. Fax Mobile Email Bank Securities Inc Asset & Wealth Management Avenue, 26th Floor NY 10154 (Embedded From: To: C

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Mobile: (917) 318-4852 Fax: (646) 257-3131 E-mail:- From: lefty E." Ijecvacationttigmail.coml Sent: 09/16/2014 06:08 AM AST To: Tazia Smith Subject: Rc: Alibaba ICJ Yes On Tue, Sep 16, 2014 at 2:02 AM, Tazia Smith <a> wrote: Classification: Confidential Good Morning Jeffrey - Please confirm or modify your indication of interest of 250k shares of Alibaba. As you know, scheduled pricing is Thursday for trading Friday. Thanks, Tazia Tazia Smith Director Key Client Partners - US Deu

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Subject: Re: llam Jeffrey Epstein tomorrow (C] From: Lesley Groff < ISIMI > Date: Fri, 21 Feb 2014 07:38:11 -0500 To: Paul Morris < Ce: Tazia Smith < 4:00 might work. I can ask. Does it on your end? Sent from my iPhone On Feb 21, 2014, at 7:35 AM, Paul Morris > wrote: > Classification: Confidential > Lesley, what does the afternoon look like? Original Message > • From: Lesley Groff ( > Sent: 02/21/2014 07:33 AM EST > To: Tazia Smith > Cc: Paul Morris > Subject: Re: llam Jeff

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Thanks On Aug 27, 2013, at 10:01 AM, Amanda Kirby wrote: Classification: Public Perfect. They will be them next Friday From: To' Amanda Kirbyklb/dbcom©DBAMERICAS, Date: 08/27/2013 09.53 AM Subject: Re: Meeting with Paul Mali, on Friday. September 6 Hi Amanda...1pm on Friday Sept. 6th will be perfect. Please have everyone come to Jeffrey's home at 9 East 71st Street between 5th and Madison. thanks On Aug 27, 2013, at 9:39 AM, Amanda Kirby wrote: Classification: Public Hi MI It lo

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>> » Jeffrey is asking if 2pm would work for y'all. Please let me know. » • Sent from my iPhone » • On Feb 21, 2014, at 7:35 AM, Paul Morris 1 > wrote: >» • Classification: Confidential >» >» Lesley, what does the afternoon look like? >» >» original mess >» From: Lesley Groff >» sent: 02/21/2014 071.11 S >» To: Tazia Smith >» cc: Paul Morris >» subject: Re: 11am Jeffrey Epstein tomorrow >» >» well as expected Jeffrey is asking me to move you to 12! Do you think you can move y

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