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sd-10-EFTA01461957Dept. of JusticeOther

EFTA Document EFTA01461957

From: Sent: To: CC: Paul Morris Subject: Mortgage Bonds [C) Attachments: pic19196.gif Vahe Stepanian 7/28/2014 10:54:20 AM jeevacation@gmail.com Classification: Confidential Good Morning Jeffrey, Your holdings are as follows: Orig. Quantity CUSIP 4,500,000 1,290,000 1,500,000 12669DYS1 939336520 36242D7X5 Description CWHL 2003-1 B1 WAMMS 2004-RAC2 GSR 2005-5F B1 Recall that you sold Impac and Global Mtg in April and may Thank you, vahe (Embedded image moved to file:

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Dept. of Justice
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sd-10-EFTA01461957
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From: Sent: To: CC: Paul Morris Subject: Mortgage Bonds [C) Attachments: pic19196.gif Vahe Stepanian 7/28/2014 10:54:20 AM jeevacation@gmail.com Classification: Confidential Good Morning Jeffrey, Your holdings are as follows: Orig. Quantity CUSIP 4,500,000 1,290,000 1,500,000 12669DYS1 939336520 36242D7X5 Description CWHL 2003-1 B1 WAMMS 2004-RAC2 GSR 2005-5F B1 Recall that you sold Impac and Global Mtg in April and may Thank you, vahe (Embedded image moved to file:

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EFTA Disclosure
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From: Sent: To: CC: Paul Morris Subject: Mortgage Bonds [C) Attachments: pic19196.gif Vahe Stepanian 7/28/2014 10:54:20 AM jeevacation@gmail.com Classification: Confidential Good Morning Jeffrey, Your holdings are as follows: Orig. Quantity CUSIP 4,500,000 1,290,000 1,500,000 12669DYS1 939336520 36242D7X5 Description CWHL 2003-1 B1 WAMMS 2004-RAC2 GSR 2005-5F B1 Recall that you sold Impac and Global Mtg in April and may Thank you, vahe (Embedded image moved to file: pic19196.gif) Vahe Stepanian Associate I wealth Investment coverage Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. +1 (212) 454-1539 Fax +1 (646) 257-3131 Mobile +1 (347) 854-4676 Email vahe.stepanian@db.com All trade execution information contained herein is being accommodation at your request in advance of your receipt confirmation(s). Additional trade detail information avai The terms of the trade(s) may be subject to change prior therefore the official trade confirmation(s) and account Deutsche Bank shall govern. Deutsche Bank is not responsi discrepancy between the informal execution report and the confirmation(s) or account statements. 2014 respectively. provided as an of the official trade table upon request. to settlement, and statements issued by ble for any official trade From: Paul Morris/db/dbcom To: "Jeffrey E." <jeevacationelgmail.com>@DEuBAINT, cc: vahe Stepanian/db/dbcom Date: 07/28/2014 10:30 AM subject: Re: Fwd: AUTO: Tazia smith is out of the office. Please call 212-454-2889 to reach a member of my team (returning 07/29/2014) (c] Classification: Confidential CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00270458 DB-SDNY-0 124274 EFTA01461957

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Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Domainjeevacationelgmail.com
Emailjeevacation@gmail.com
Emailvahe.stepanian@db.com
FaxFax +1 (646) 257-3131
Phone+1 (212) 454-1539
Phone+1 (347) 854-4676
Phone+1 (646) 257-3131
Phone212-454-2889
Phone9336520

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e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 01 Oct j• 01 Oct 2014 Page 1 Of 2 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tel i (Email) For questions relating to this statement contact Valuations NY (Tel) (Erna, SOUTHERN FINANCIAL, LLC To: Jabwcpa Harrybeller Richard Kahn .Gedeon Rnedo (Email) Vahe Stepanian (Email) .Joseph Cothron (Email Tazia Smith (Email) Amanda Kirby (Email) Paul Morris (Email) Fx Rates USD/EUR = .7939973798 Note:-All Valu

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Deutsche Bank Group Valuation Statement Request 182298 05 Mar 2014 SOUTHERN FINANCIAL, LLC As of 05 Mar 14 Deutsche Bank AG For Sales Inquiries Contact: Tazia Smith (Tel) (Email) For questions relatin to this statement contact: Valuations NY (Tel) (Email) SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Harrybeller Gmail (Email) Richard Kahn12 (Email) ,Vahe Stepanian (Email) ,Joseph Cothron (Email) ,Amanda Kirb (Email) ,Paul Morris (Email) Pinedo (Email) ,Gedeon Tazia Fx

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Sent from my iPhone On )un 4, 2014, at 11:23 AM, Paul Morris rote: Classification: Confidential Lesley, I'm traveling so may be better for a few of us to call him or do a dial in? From: Lesley Groff Sent: 06/04/2014 10: iAsi Ah To: Paul Morris Cc: Tazia Smith; vinit Sahni; Nav Gupta ; vahe Stepanian Subject: Re: Call with je tomorrow [C] Jeffrey says ok to a 1pm NY time phone call with you all today. can he call you, Paul, at 1pm and you have everyone on the line ready to go? Sent

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Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 (917)327-4107 Email tazia.smith@db.com (Embedded image moved to file: pic03580.gif) From: Tazia smith/db/dbcom To: "jeffrey E." <jeevacationOgmail.com>@DEuBAINT, Cc: Richard Kahn <richardkahn12@gmail.com>, Daniel Sabba/db/dbcom@DBAMERICAS, Vahe stepanian/db/dbcom@D8Americas, Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: (C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -.23.92, buyi

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Subject: Re: Meeting with Jeffrey -- Change in Schedule! From: Lesley Groff Date: Thu, 03 Oct 2013 15:39:03 -0400 To: Amanda Kirby ‹ > Excellent!! Thx!' Sent from my iPhone On Oct 3, 2013, at 3:35 PM, Amanda Kirby wrote: Classification: Public Spoke with everyone. 11am on October 22 is confirmed! Best, Amanda Kirby <mime-attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax IMEIn Emai <mime

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