EFTA Document EFTA01462125
From: Tazia Smith Sent: To: CC: 8/13/2014 9:37:48 AM Paul Morris h I; Vahe Stepanian [ Matt Glassman Subject: FMI —$25 IC) Classification: Confidential Good Morning Rich - As you saw, FMI reported Q2 EPS of ($0.49) vs ($0.48) consensus. The company beat on the topline with $14.5M of O2 revenues (vs $13.4M cons) and boasted 263% yoy growth in clinical tests (5,908). The company reiterated it's full year guidance, which was at the low-end vs. consensus: $52-58M FY Rev guidance vs 55
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From: Tazia Smith Sent: To: CC: 8/13/2014 9:37:48 AM Paul Morris h I; Vahe Stepanian [ Matt Glassman Subject: FMI —$25 IC) Classification: Confidential Good Morning Rich - As you saw, FMI reported Q2 EPS of ($0.49) vs ($0.48) consensus. The company beat on the topline with $14.5M of O2 revenues (vs $13.4M cons) and boasted 263% yoy growth in clinical tests (5,908). The company reiterated it's full year guidance, which was at the low-end vs. consensus: $52-58M FY Rev guidance vs 55
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EFTA Document EFTA01479695
Subject: FMI --$25 From: Tazia Smith < Date: Wed, 13 Au 2014 09:37:47 -0400 To: Cc: Paul Morris > Vahe Stepanian < , Matt Glassman Classification: Confidential Good Morning Rich - As you saw, FMI reported Q2 EPS of ($0.49) vs ($0.48) consensus. The company beat on the topline with $14.5M of Q2 revenues (vs $13.4M cons) and boasted 263% yoy growth in clinical tests (5,908). The company reiterated it's full year guidance, which was at the low-end vs. consensus: $52-58M FY Rev guidance
EFTA Document EFTA01471063
Subject: BK Update... [C] From: Tazia Smith <MIMI > Date: Fri, 19 Sep 2014 15:47:42 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: matt.glassman@db.com, Paul Morris Richard Kahn Vahe Stepanian Classification: Confidential Jeffrey - FYI only: BK Spot = $39.77 Jan 40 calls 1.45 x 1.59 Jan 41 calls 1.02 x 1.11 Jan 42 calls .68 x .76 Away from your 1.20 limit on selling lk of the 42s. TDS Source: Bloomberg Tazia Smith Director I Key Client Partners - US DB Securities Inc Deuts
EFTA Document EFTA01455587
From: Tazia Smith [tazia.smith@db.com] Sent: 9/19/2014 10:27:13 AM To: jeffrey E. [jeeyacation@gmail.com] CC: Richard Kahn [richardkahn12@gmail.com]; Vahe Stepanian [vahe.stepanian@db.com]; matt.glassman@db.com; Paul Morris [paul.morris@db.coml Subject: Re: ICI Classification: Confidential Jeffrey - order to sell 1000 BK Jan 42 calls is entered at $1.20. Current market is $0.81 x $0.97. 41s= 1.24 x 1.39 43s = 0.54 x 0.63 Source: Bloomberg Tazia Smith Director I Key Client Partne
EFTA Document EFTA01471433
Subject: Re: Fw: Marina REIT [C] From: Paul Morris ‹ > Date: Mon, 27 Oct 2014 13:03:22 -0400 To: Tazia Smith ‹ > Cc: MG Classification: Confidential pls don't get back to him on this until we talk and i do a little work, he may be thinking this for a client, let's talk later or tomorrow Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office Cell: From: Tazia Smith/db/- dbcom@DBAMERICAS To: "Paul Morris" Cc: "MG" Date:
EFTA Document EFTA01471437
Subject: Re: Fw: Marina REIT [C] From: Tazia Smith ‹ > Date: Mon, 27 Oct 2014 13:06:34 -0400 To: Paul Morris Cc: Matt Glassman Classification: Confidential Absolutely. All you Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel: Mobile: Fax: E-mail: Original Message From: Paul Morris Sent: 10/27/2014 01:03 PM EDT To: Tazia Smith Cc: Matt Glassman Subject: Re:
EFTA Document EFTA01455949
Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New York NY 10154 Tel: Mobile: Fax: E-mai : From: "jeffrey E." [jeevacation@gmail.com] Sent: 10/27/2014 12:07 PM AST To: Matt Glassman Cc: Paul Morris: Daniel Sabba; Tazia Smith; vahe Stepanian; Richard Kahn Su ject: Re: Marina REIT [C] how much would the bank lend using the postion as collateral. ? but personally guarteed? On Mon, Oct 27,
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