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sd-10-EFTA01462125Dept. of JusticeOther

EFTA Document EFTA01462125

From: Tazia Smith Sent: To: CC: 8/13/2014 9:37:48 AM Paul Morris h I; Vahe Stepanian [ Matt Glassman Subject: FMI —$25 IC) Classification: Confidential Good Morning Rich - As you saw, FMI reported Q2 EPS of ($0.49) vs ($0.48) consensus. The company beat on the topline with $14.5M of O2 revenues (vs $13.4M cons) and boasted 263% yoy growth in clinical tests (5,908). The company reiterated it's full year guidance, which was at the low-end vs. consensus: $52-58M FY Rev guidance vs 55

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From: Tazia Smith Sent: To: CC: 8/13/2014 9:37:48 AM Paul Morris h I; Vahe Stepanian [ Matt Glassman Subject: FMI —$25 IC) Classification: Confidential Good Morning Rich - As you saw, FMI reported Q2 EPS of ($0.49) vs ($0.48) consensus. The company beat on the topline with $14.5M of O2 revenues (vs $13.4M cons) and boasted 263% yoy growth in clinical tests (5,908). The company reiterated it's full year guidance, which was at the low-end vs. consensus: $52-58M FY Rev guidance vs 55

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From: Tazia Smith Sent: To: CC: 8/13/2014 9:37:48 AM Paul Morris h I; Vahe Stepanian [ Matt Glassman Subject: FMI —$25 IC) Classification: Confidential Good Morning Rich - As you saw, FMI reported Q2 EPS of ($0.49) vs ($0.48) consensus. The company beat on the topline with $14.5M of O2 revenues (vs $13.4M cons) and boasted 263% yoy growth in clinical tests (5,908). The company reiterated it's full year guidance, which was at the low-end vs. consensus: $52-58M FY Rev guidance vs 558.0M cons, and clinical tests in the range of 22k-25k for full-year. As you know, DB doesn't cover the name, but competitors have published this morning and broadly reiterated netural to bullish outlooks, 528-48 price targets. One competitor lowers its target to $31 (from $33), but suggests guidance is reasonable, leadership in clinical data, catalysts including NY State approval, and long-term plans for new capabilities that should broaden the company's overall platform. The stock opens this morning at $24.02 vs a $25.65, on very very light volume, trying to find it's footing post yesterdays gains. Recall that the company is scheduled to present today at 12:45 ET in NYC at an industry conference. Best Regards, Tazia Source: Streetaccount, Bloomberg, 8/13/14. Tazia Smith Director I Key ClieM Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York, NY. USA Tel. +1(212)454-2889 Fax +1(848)257-3131 Mobile +1 (917)327-4107 Email tataernitheoecom Passitry.tr Peeibmt. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0124510 CONFIDENTIAL SDNY_GM_00270694 EFTA01462125

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Subject: FMI --$25 From: Tazia Smith < Date: Wed, 13 Au 2014 09:37:47 -0400 To: Cc: Paul Morris > Vahe Stepanian < , Matt Glassman Classification: Confidential Good Morning Rich - As you saw, FMI reported Q2 EPS of ($0.49) vs ($0.48) consensus. The company beat on the topline with $14.5M of Q2 revenues (vs $13.4M cons) and boasted 263% yoy growth in clinical tests (5,908). The company reiterated it's full year guidance, which was at the low-end vs. consensus: $52-58M FY Rev guidance

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Subject: Re: Fw: Marina REIT [C] From: Paul Morris ‹ > Date: Mon, 27 Oct 2014 13:03:22 -0400 To: Tazia Smith ‹ > Cc: MG Classification: Confidential pls don't get back to him on this until we talk and i do a little work, he may be thinking this for a client, let's talk later or tomorrow Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office Cell: From: Tazia Smith/db/- dbcom@DBAMERICAS To: "Paul Morris" Cc: "MG" Date:

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Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New York NY 10154 Tel: Mobile: Fax: E-mai : From: "jeffrey E." [jeevacation@gmail.com] Sent: 10/27/2014 12:07 PM AST To: Matt Glassman Cc: Paul Morris: Daniel Sabba; Tazia Smith; vahe Stepanian; Richard Kahn Su ject: Re: Marina REIT [C] how much would the bank lend using the postion as collateral. ? but personally guarteed? On Mon, Oct 27,

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