EFTA Document EFTA01462223

From: Vahe Stepanian Sent: 9/17/2014 1:33:55 PM To: "eevacation a mail.com CC: • Paul Morris Subject: GILD and SXSE Notes IC) Classification: Confidential Jeffrey - we're working on two structured notes that may be of interest: 1) Gilead (GILD) - consider adding to or swapping out your existing Gilead (GILD) exposure. Recall that you currently own 8,100 shares @ $79408. GILD is currently trading —$102.20. Please let us know if you wish to participate as we're closing the GILD note later this afternoon or tmw morning. Details are as follows: Tenor: 18 months Underlying: GILD Coupon: 15% p.a. paid quarterly Coupon Barrier: 80% observed quarterly Principal Barrier 80% European Issuer: HSBC Redemption: - Coupon is paid quarterly if underlying is above 80% of its initial value. - On each quarter, if underlying is above 100% of its initial value, the note pays the coupon and will be called. - At maturity, if the note has not yet been called, 100% of principal is paid if underlying is above 80% of initial value. If underlying below that value, client is exposed to the performance of the underlying since inception. 2) EuroStoxx 50 - you had a EuroStoxx note mature at end of August ($2mm exposure, +15% gain, 15 mo. tenor). We continue to have a positive view on European Equities over the long term. Below is indicative, and we can customize further if you wish. Consider the following: Tenor: 24 months Underlying: SX5E Contingent Min. Return 4% Principal Barrier 80% European Max Return 25% Issuer: TBD Thank you, Vahe Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bar* Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor Nev e4 Tel. Fax Mobile CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 124672 CONFIDENTIAL SDNY_GM_00270856 EFTA01462223