Compliance (Amanda Kirby, 31 Oct 2013)

Subject: Compliance From: Amanda Kirby < Date: Thu, 31 Oct 2013 13:43:33 -0400 To: Cc: Paul Morris < Classification: Public Rich, > Per our conversation you are not the same Richard Kahn who was barred from the NYSE Arca in April of 2012. You have been at your company, HBRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA,