EFTA Document EFTA01466528

Brokerage Paul Morris COUNTA(A4:A20)&" Accounts"=17 Accounts Account Id Account Name Relationship Date Opened Nov 2013 Market Value 2013 YTD Revenues Why is this account open? If for accommodation accounts and accounts affiliated ationship have CBVs greater than $10mm? 1TL001118 BLACK PEARL GLOBAL OPPORTUNITY ASADI, FAREED RELATIONSHIP 17.76078 3781.17399 1TL001217 BLACK PEARL GLOBAL OPPORTUNITY ASADI, FAREED RELATIONSHIP 6413999874E7 0 1TL001225 BLACK PEARL GLOBAL OPPORTUNITY ASADI, FAREED RELATIONSHIP 0 N4G024307 PATRIOT STRATEGY PARTNERS LLC PA 0 23877 N4G025049 0 10254 N4G023804 61E7 15694 N4G023812 234.41797 N4G024935 46506.14293 N4G024943 5733.70994 N4G024950 0 0 N4G024968 JEFFREY EPSTEIN SOUTHERN FINANCIAL RELATIONSHIP 9/23/2013 0 0 N4G025080 SOUTHERN FINANCIAL LLC SOUTHERN FINANCIAL RELATIONSHIP 10/8/2013 0 0 N4G025098 SOUTHERN TRUST COMPANY INC SOUTHERN FINANCIAL RELATIONSHIP 10/8/2013 0 0 N4G025106 SOUTHERN TRUST COMPANY INC SOUTHERN FINANCIAL RELATIONSHIP 10/8/2013 0 0 N4G025114 SOUTHERN TRUST COMPANY INC SOUTHERN FINANCIAL RELATIONSHIP 10/8/2013 0 0 N4G025403 SOUTHERN FINANCIAL LLC SOUTHERN FINANCIAL RELATIONSHIP 11/4/2013 0 0 N4G026161 SOUTHERN FINANCIAL LLC SOUTHERN FINANCIAL RELATIONSHIP 11/4/2013 62999.99412 26.25 For internal .9552 NOMURA SECURITIES .12743 SOUTHERN FINANCIAL LLC SOUTHERN FINANCIAL RELATIONSHIP 8/26/2013 .67591 SOUTHERN TRUST 1400.4723 JEEPERS INC applicable, please specify related relationship with larger relationships) Does the related rel 5/11/2009 2/8/2010 5/10/2010 1135 2.88 0 TRIOT STRATEGY PARTNERS RELATIONSHIP 7/29/2013 INTERNATIONAL PATRIOT STRATEGY PARTNERS RELATIONSHIP 10/14/2013 7.0872398316 COMPANY INC SOUTHERN FINANCIAL RELATIONSHIP 8/26/2013 4828 SOUTHERN FINANCIAL RELATIONSHIP 9/23/2013 3.642945384542E7 THE HAZE TRUST SOUTHERN FINANCIAL RELATIONSHIP 9/23/2013 2.123449473905E7 J EPSTEIN VIRGIN ISLANDS FOUNDATION INC SOUTHERN FINANCIAL RELATIONSHIP 9/30/2013 use only EFTA01466528