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sd-10-EFTA01467395Dept. of JusticeOther

EFTA Document EFTA01467395

Subject: Re: Private Deutsche Bank Luncheon Featuring the SOFIII Offering From: Richard Kahn cc > Date: Fri, 28 Feb 2014 16:36:20 -0500 To: Amanda Kirby.c ). Cc: Paul Morris thank you for invite however i will be unable to attend on monday Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor, New York, New York 10022te1 fax cell On Feb 25, 2014, at 12:40 PM, Amanda Kirby a wrote: Classification: Public Dear Rich, Please join us on Monday, March 3 for a luncheon prese

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sd-10-EFTA01467395
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Subject: Re: Private Deutsche Bank Luncheon Featuring the SOFIII Offering From: Richard Kahn cc > Date: Fri, 28 Feb 2014 16:36:20 -0500 To: Amanda Kirby.c ). Cc: Paul Morris thank you for invite however i will be unable to attend on monday Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor, New York, New York 10022te1 fax cell On Feb 25, 2014, at 12:40 PM, Amanda Kirby a wrote: Classification: Public Dear Rich, Please join us on Monday, March 3 for a luncheon prese

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Subject: Re: Private Deutsche Bank Luncheon Featuring the SOFIII Offering From: Richard Kahn cc > Date: Fri, 28 Feb 2014 16:36:20 -0500 To: Amanda Kirby.c ). Cc: Paul Morris thank you for invite however i will be unable to attend on monday Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor, New York, New York 10022te1 fax cell On Feb 25, 2014, at 12:40 PM, Amanda Kirby a wrote: Classification: Public Dear Rich, Please join us on Monday, March 3 for a luncheon presentation with Adam Graev, Managing Director and Head of Secondaries, America. Please RSVP by clicking on the link below. <Mail Attachment.gif> Blackberry Text Please join DB Private Equity and Private Markets for a luncheon presentationSOFIII: About the Offering The Secondary Opportunities Fund III provides access to the private equity secondary market, leveraging Deutsche Bank's experienced secondary team. Monday, March 3, 2014 12:00 p.m. - 2:00 p.m. Lunch will be served EFTA01467395 The Modern 9 West 53rd Street New York, New York Presented by Adam Graev, Managing Director and Head of Secondaries, America. Please click here to RSVP https://registration.db.com/SOFIII2014NY Kind regards, Amanda Kirby <Mail Attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email <Mail Attachment.gif> Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such.<New York SOFIII Invite.pdf> EFTA01467396

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Subject: Re: Private Deutsche Bank Luncheon Featuring the SOFIII Offering From: Richard Kahn ‹ > Date: Fri, 28 Feb 2014 17:07:11 -0500 To: Paul Morris Cc: Amanda Kirby i would like to attend in future just a bit overwhelmed with work thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor, New York, New York 10022tel 212-971-1306 fax cell On Feb 28, 2014, at 5:05 PM, Paul Morris < > wrote: Classification: Public Thx, je doesn't do many funds but sent it for you

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Subject: Re: Private Deutsche Bank Luncheon Featuring the SOFIII Offering From: Paul Morris ..z > Date: Fri, 28 Feb 2014 17:05:00 -0500 To: Richard Kahn , Amanda Kirby Classification: Public Thx, je doesn't do many funds but sent it for you to get some intel on the pe space From: Richard Kahn [ Sent: 02/28/2014 04:36 PM EST To: Amanda Kirby Cc: Paul Morris Subject: Re: Private Deutsche Bank Luncheon Featuring the SOFIII Offering thank you for invite however i will be unable to atte

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Subject: Re: Private Deutsche Bank Luncheon Featuring the SOFIII Offering From: Paul Morris ‹ > Date: Fri, 28 Feb 2014 17:09:42 -0500 To: Richard Kahn ‹ > Classification: Public Understood we will show u things in the future no worries From: Richard Kahn [ Sent: 02/28/2014 05:07 PM EST To: Paul Morris Cc: Amanda Kirby Subject: Re: Private Deutsche Bank Luncheon Featuring the SOFIII Offering i would like to attend in future just a bit overwhelmed with work thank you Richard Kahn HBRK

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KYC Print Page 1 of 29 DB PWM GLOBAL KYC/NCA: PART A raid KYC Case # : 01133377 Status : 7. Approved with Temporary Exception One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris Relationship to PWM: F New PWM Relationship F Existing PWM Relationship If existing, please indicate since when the r

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KYC Print Page 1 of 26 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case A : 01133377 One sheet must be established per relationship • list all accounts included in the relationshi 1. Relationship Details Relatiorship Name: EPSTEIN, JEFFREY RELATIONSHIP. Booking Center: New York ReLatiorship Manager: Paul Moms w ia New MN Relationship O Existing PWM Relationship Relationship to PM: If edsting, please indicate since when the relationship costs, provide reason for new profile and attach ol

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Subject: RE: Butterfly Trust [I] From: Paul Morris a> Date: Mon, 09 Feb 2015 10:09:04 -0500 To: Amanda Kirby a> Classification: For internal use only This looks like Erika and Harry are being names as successor trustees, this occurs in the death of Darren or Richard, they are still the trustees, are u sure anything needs to be done? Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: From: Amanda Kirby Sent: Tuesday, February 03, 2015 3:40 PM To: Paul Morris Su

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