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sd-10-EFTA01469841Dept. of JusticeOther

EFTA Document EFTA01469841

Subject: Re: Southern Financial revenues (I] From: Paul Morris Date: Wed, 30 Jul 2014 10:41:39 -0400 To: Tazia Smith < Cc: Amanda Kirb Vahe Stepanian Classification: For internal use only these Y you're getting from cbas look very low??? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: 917-971-2507 (Inactive hide details for Tazia Smith---07/23/2014 04:17:49 PM---Classification: For internal use o n

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Subject: Re: Southern Financial revenues (I] From: Paul Morris Date: Wed, 30 Jul 2014 10:41:39 -0400 To: Tazia Smith < Cc: Amanda Kirb Vahe Stepanian Classification: For internal use only these Y you're getting from cbas look very low??? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: 917-971-2507 (Inactive hide details for Tazia Smith---07/23/2014 04:17:49 PM---Classification: For internal use o n

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Subject: Re: Southern Financial revenues (I] From: Paul Morris Date: Wed, 30 Jul 2014 10:41:39 -0400 To: Tazia Smith < Cc: Amanda Kirb Vahe Stepanian Classification: For internal use only these Y you're getting from cbas look very low??? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: 917-971-2507 (Inactive hide details for Tazia Smith---07/23/2014 04:17:49 PM---Classification: For internal use o nly Paul - YTD total and spe)Tazia Smith---07/23/2014 04:17:49 PM---Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. From: Tazia Smith/db/dbcom8DBAMERICAS To: Paul Morris/db/dbcom8DBAMERICAS8DBCOEX, Cc: Amanda Kirby/db/dbcom8DBAMERICAS, Vahe Stepanian/db/dbcom@DBAmericas Date: 07/23/2014 04:17 PM Subject: Re: Southern Financial revenues [I) Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 917)327-4107 Email EFTA01469841 (Inactive hide details for Paul Morris---07/23/2014 04:01:39 PM---Classification: For internal use o nly Matt, can you look into)Paul Morris---07/23/2014 04:01:39 PM---Classification: For internal use only Matt, can you look into commodities trades we have done (oil, From: Paul Morris/db/dbcomBDBAMERICAS To: Cc: Vahe Stepanian/db/dbcom, Amanda Kirby/db/dbcom@DBAMERICAS Date: 07/23/2014 04:01 PM Subject: Southern Financial revenues (I) Classification: For internal use only Matt, can you look into commodities trades we have done (oil, copper) and associated revenue, i don' t think they are being captured. thx Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: 917-971-2507 EFTA01469842

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Troy - Southern Financial/Southern Trust (Epstein) is a new, significant, active relationship that we are on-boarding to KCP. Once we obtain the information for the ISDA template (per below), can we please have a brief meeting among all of us on this email to discuss the relationship (like we did for Grassie, Cindy's client) to ensure that we are all on the same page from a credit and timing perspective? Thank You, Tazia (Embedded image moved to file: pic10988.gif) Tazia Smith Director

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Subject: Re: Black Follow Ups week of 4/28 [I] From: Paul Morris < Date: Wed, 30 Apr 2014 10:18:42 To: Tazia Smith Cc: Amanda Kirby Vahe Stepanian < Classification: For internal use only hi, can we prepare a package fort them today? Tazia lets call eileen this a.m Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: From: Tazia Smith/db/dbcom To: Cc: AS Paul Morris/db/dbcom@DBAMERICAS, Amanda Kirby/db/dbcom@DBAM

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Subject: Re: southern financial/southern trust [I] From: Amanda Kirby Date: Tue, 17 Sep 2013 11:19:24 -0400 To: Kevin Quinn Classification: For internal use only (See attached file: SF -- ISDA Preliminary Requirements - Collection Sheet.docx)(See attached file: SF Operating Agreement.pdf) Best, Amanda Kirby (Embedded image moved to file: pic17223.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York NY USA 10154-0004 Tel. Fax + Email

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From:

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