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sd-10-EFTA01469901Dept. of JusticeOther

EFTA Document EFTA01469901

Subject: Re: Southern Financial revenues (I] From: Amanda Kirby Date: Thu, 31 Jul 2014 15:36:12 -0400 To: Tazia Smith < Cc: Paul Morris < Vahe Stepanian Classification: For internal use only Tazia -- Could you provide a little more detail on the below? Account number, or trade specifics, et c. I sat with Andrea Tapia and we're somehow not finding this or the numbers aren't matching up or s omething. But she said if she had some more details it would be easier to figure out what is goin

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Subject: Re: Southern Financial revenues (I] From: Amanda Kirby Date: Thu, 31 Jul 2014 15:36:12 -0400 To: Tazia Smith < Cc: Paul Morris < Vahe Stepanian Classification: For internal use only Tazia -- Could you provide a little more detail on the below? Account number, or trade specifics, et c. I sat with Andrea Tapia and we're somehow not finding this or the numbers aren't matching up or s omething. But she said if she had some more details it would be easier to figure out what is goin

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Subject: Re: Southern Financial revenues (I] From: Amanda Kirby Date: Thu, 31 Jul 2014 15:36:12 -0400 To: Tazia Smith < Cc: Paul Morris < Vahe Stepanian Classification: For internal use only Tazia -- Could you provide a little more detail on the below? Account number, or trade specifics, et c. I sat with Andrea Tapia and we're somehow not finding this or the numbers aren't matching up or s omething. But she said if she had some more details it would be easier to figure out what is going o n with the revenue info. Thank you! Best, Amanda Kirby Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset S Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-6439 Fax +1 646 736-0695 Email Securities offered through Deutsche Bank Securities Inc. (Inactive hide details for Tazia Smith---07/23/2014 04:17:47 PM---Classification: For internal use o nly Paul - YTD total and spe]Tazia Smith---07/23/2014 04:17:47 PM---Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. From: Tazia Smith/db/dbcom To: Paul Morris/db/dbcom8DBAMERICAS8DBCOEX, Cc: Amanda Kirby/db/dbcom8DBAMERICAS, , Vahe Stepanian/db/dbcom@DBAmericas Date: 07/23/2014 04:17 PM Subject: Re: Southern Financial revenues (I] Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. EFTA01469901 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 917)327-4107 Email (Inactive hide details for Paul Morris---07/23/2014 04:01:39 PM---Classification: For internal use o nly Matt, can you look into)Paul Morris---07/23/2014 04:01:39 PM---Classification: For internal use only Matt, can you look into commodities trades we have done (oil, From: Paul Morris/db/dbcom9DBAMERICAS To: cc: Vahe Stepanian/db/dbcom, Amanda Kirby/db/dbcom@DBAMERICAS Date: 07/23/2014 04:01 PM Subject: Southern Financial revenues (I) Classification: For internal use only Matt, can you look into commodities trades we have done (oil, copper) and associated revenue, i don' t think they are being captured. thx Paul Morris Managing DireCtOr Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: 917-971-2507 EFTA01469902

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