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sd-10-EFTA01470389Dept. of JusticeOther

EFTA Document EFTA01470389

Subject: Fw: DB WT t From: Natalie Barak Date: Mon, 18 Aug 2014 14:1 :41 - 4 To: Aracely Sanchez Cc: Paul Morris Classification: For internal use only Hi Aracely, As we discussed, here is the email chain and attachment from Bella in regards to a wire for one of Paul's clients. Kind regards, Natalie Barak (Embedded image moved to file: pic11936.gif)(See attached file: SHBRK Scann14081812071.pdf) Natalie Barak Vice President I Relationship Officer Deutsche Bank Trust Company America

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sd-10-EFTA01470389
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Subject: Fw: DB WT t From: Natalie Barak Date: Mon, 18 Aug 2014 14:1 :41 - 4 To: Aracely Sanchez Cc: Paul Morris Classification: For internal use only Hi Aracely, As we discussed, here is the email chain and attachment from Bella in regards to a wire for one of Paul's clients. Kind regards, Natalie Barak (Embedded image moved to file: pic11936.gif)(See attached file: SHBRK Scann14081812071.pdf) Natalie Barak Vice President I Relationship Officer Deutsche Bank Trust Company America

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Subject: Fw: DB WT t From: Natalie Barak Date: Mon, 18 Aug 2014 14:1 :41 - 4 To: Aracely Sanchez Cc: Paul Morris Classification: For internal use only Hi Aracely, As we discussed, here is the email chain and attachment from Bella in regards to a wire for one of Paul's clients. Kind regards, Natalie Barak (Embedded image moved to file: pic11936.gif)(See attached file: SHBRK Scann14081812071.pdf) Natalie Barak Vice President I Relationship Officer Deutsche Bank Trust Company Americas Asset and Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. (212)454-2880 Fax (646 736-0695 Mobile Email Securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic21382.gif) Forwarded by Natalie Barak/db/dbcom on 08/18/2014 02:15 PM From: bellaklein ‹ > To: Natalie Barak/db/ Date: 08/18/2014 02:12 PM Subject: Re: DB WT to Stambaugh [C] Great, EFTA01470389 Thank you, Bella Tel: 212-971-1307 On Aug 18, 2014, at 2:11 PM, Natalie Barak la wrote: Classification: Confidential Hi Bella, I received your email. I'll review the file and then reach out to the appropriate individuals for approvals. Kind regards, Natalie Barak <Mail Attachment.gif> Natalie Barak Vice President I Relationship Officer Deutsche Bank Trust Company Americas Asset and Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. (212)454-2880 Fax (646)736-0695 Mobile Email Securities offered through Deutsche Bank Securities Inc. <Mail Attachment.gif> From: bellaklein < To: Natalie Barak/db, Date: 08/18/2014 02:08 PM Subject: Fwd: DB WT to Stambaugh Please call Darren for approval. Thank you, Bella Tel: EFTA01470390 Begin forwarded message: From: bellaklein < > Subject: DB WT to Stambaugh Date: August 18, 2014 at 12:36:18 PM EDT To: Amanda Kirby < > Cc: Darren Ind ke >, Richard Kahn < Please confirm, Thank you, Bella Tel: Begin forwarded message: From: Subject: Message from KMBT_C253 Date: Au ust 18 2014 at 12:09:15 PM EDT To: Reply-To: scanner@hbrkassociates.com [attachment "SHBRK Scann14081812071.pdf" deleted by Natalie Barak/db/dbcom] This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01470391

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Emailscanner@hbrkassociates.com
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EFTA Document EFTA01470396

Subject: Re: Fw: DB WT From: Aracely Sanchez Date: Mon, 18 Aug To: Natalie Barak Cc: Paul Morris Classification: For internal use only Thanks Natalie. I've confirmed the wire with Darren Indyke and will process promptly. Kind regards, Aracely Sanchez (Embedded image moved to file: pic06045.gif) Aracely Sanchez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management Securities offered through Deutsche Bank Securities Inc. (Embedded image mo

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Subject: Re: Fw: DB WT to Stambaugh I] From: Paul Morris < Date: Tue, 19 Aug 2014 06:58:10 To: Aracely Sanche Natalie Barak Cc: Amanda Kirby Classification: For internal use only Thank you, please cc each other re: the back up process. Aracely can you send Rich a note that this was done unless there was another wire request. Original Message From: Aracely Sanchez Sent: 08/18/2014 02:23 PM EDT To: Natalie Barak Cc: Paul Morris Subject: Re: Fw: DB WT to Stambaugh [I] Classificat

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Subject: Re: Fw: DB WT From: Aracely Sanchez < Date: Tue, 19 Aug 2014 : :1 - 4 To: Paul Morris Natalie Barak >, Classification: For internal use only Yes. The wire was processed yesterday.. Regards, Aracely Sanchez Assistant Vice President Deutsche Bank Trust Company Americas 345 Park Avenue, 24th Floor New York,NY 10154 Tel. (212)454-0024 Email: aracely.sanchez@db.com Securities offered through Deutsche Bank Securities Inc. Original Message From: Paul Morris Sent: 08/18/

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Subject: Re: Fw: DB WT to Stambaugh I] From: Paul Morris < Date: Mon, 18 Aug 2014 22:57:33 To: Aracely Sanchez Natalie Barak <n Classification: For internal use only Was this processed today? Original Message From: Aracely Sanchez Sent: 08/18/2014 02:23 PM EDT To: Natalie Barak Cc: Paul Morris Subject: Re: Fw: DB WT to Stambaugh [I] Classification: For internal use only Thanks Natalie. I've confirmed the wire with Darren Indyke and will process promptly. Kind regards, Aracel

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KYC Print Page 1 of 29 DB PWM GLOBAL KYC/NCA: PART A raid KYC Case # : 01133377 Status : 7. Approved with Temporary Exception One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris Relationship to PWM: F New PWM Relationship F Existing PWM Relationship If existing, please indicate since when the r

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Subject: Re: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice [C] From: Amanda Kirby < > Date: Wed, 29 Oct 2014 14:08:13 -0400 To: Cc: Paul Morris < Richard Kahn Vahe Stepanian Classification: Confidential Thank you Best, Amanda Kirby (Embedded image moved to file: pic12180.gif) Amanda Kirby Deutsche Deutsche 345 Park Tel. Fax Email ■ Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA (Embedd

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