EFTA Document EFTA01471305

Subject: Re: Fw: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Request 182298 [I] From: Paul Morris sz: > Date: Tue, 14 Oct 2014 09:44:48 -0400 To: Vahe Stepanian < Cc: Amanda Kirb Classification: For internal use only check with rich Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 1 1 4 Office: Cell: 9 From: VatleSte..ianA/dmabinddabcoKniirTboy: ate: 0 Paul Morris C14c:09:43 AM Subject: Re: Fw: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Request 182298 [I] Classification: For internal use only Hi Paul - I was under the impression that Harry is still working on JE's accounts in some capacity. Can remove if you think thats right. Thank you, Vahe Vahe Stepanian Associate I Key Client Partners EFTA01471305 Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. +1 (212) 454-1539 Fax +1 (646) 257-3131 Mobile +1 (347) 854-4676 Email Bloomberg: stepvah@bloomberg.net All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: Paul Morris/db/dbcom To: , Vahe Stepanian/db/dbcom, Date: 10/14/2014 09:41 AM Subject: Fw: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Request 182298 [I] Classification: For internal use only hi, i see this is still going to Harry Beller, should he be on this? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: 917-971-2507 EFTA01471306 Forwarded by Paul Morris/db/dbcom on 10/14/2014 09:40 AM From: Valuations System/db/dbcom@DBAPAC To: , Amanda Kirby/db/dbcom@DBAMERICAS, Daniel Sabba/db/- dbcom@DBAMERICAS, gedeon.pinedo@db.com, Joseph Cothron/db/dbcom@DBAMERICAS, Paul Morris/db/dbcom@DBAMERICAS, , Tazia Smith/db/- dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAmericas, Date: 10/13/2014 06:28 PM Subject: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 13 Oct 2014 - Request 182298 Dear Sir/Madam, Please find attached the valuation as of the value date specified in the attached statement. For queries please contact the number provided on the statement. Kind regards, Deutsche Bank Group Customer Valuations Group This is an automated email account. Please do not reply to this email as the account is not monitored. Valuations are sent to you subject to our Valuation Disclosure statement. We also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://- cbs.db.com/new/docs/- Daily_Mark_Methodologies_and_Assumptions_Disclosure_March_28_2013_(2).pdf In reference to the provision of portfolio data and dispute resolution under EMIR: http://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298 20141013 20141014 1 66441079 [attachment "182298 20141013 20141014_1.pdf" deleted by Vahe Stepanian/db/- EFTA01471307 dbcom] [attachment "182298_20141013_20141014_1.csv" deleted by Vahe Stepanian/db/dbcom] EFTA01471308