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sd-10-EFTA01474181Dept. of JusticeOther

EFTA Document EFTA01474181

Subject: RE: Citi Preferred [C] From: Vahe Stepanian ‹ > Date: Thu, 06 Aug 2015 12:12:51 -0400 To: Richard Kahn Paul Morris Cc: Daniel Sabba Ariane Dwyer Amanda Kirby Classification: Confidential Rich - I checked in with our traders. We believe that you're referring to the pref that I've detailed in the Bloomberg screenshot below. Assuming this is the case, an indicative offer on $2-3mm is 100.125. Should Southern Financial wish to purchase, it would be helpful to have a firm level

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sd-10-EFTA01474181
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Subject: RE: Citi Preferred [C] From: Vahe Stepanian ‹ > Date: Thu, 06 Aug 2015 12:12:51 -0400 To: Richard Kahn Paul Morris Cc: Daniel Sabba Ariane Dwyer Amanda Kirby Classification: Confidential Rich - I checked in with our traders. We believe that you're referring to the pref that I've detailed in the Bloomberg screenshot below. Assuming this is the case, an indicative offer on $2-3mm is 100.125. Should Southern Financial wish to purchase, it would be helpful to have a firm level

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Subject: RE: Citi Preferred [C] From: Vahe Stepanian ‹ > Date: Thu, 06 Aug 2015 12:12:51 -0400 To: Richard Kahn Paul Morris Cc: Daniel Sabba Ariane Dwyer Amanda Kirby Classification: Confidential Rich - I checked in with our traders. We believe that you're referring to the pref that I've detailed in the Bloomberg screenshot below. Assuming this is the case, an indicative offer on $2-3mm is 100.125. Should Southern Financial wish to purchase, it would be helpful to have a firm level to work today. I will follow up with a phone call. Thank you, Vahe fcid:image002.jpg@OlDOD041.35CFD9101 *Used with permission of Bloomberg Finance LP Original Message From: Richard Kahn [mailto: Sent: Thursday, August 06, 2015 11:54 AM To: Paul Morris Cc: Vahe Stepanian; Daniel Sabba Subject: Citi Preferred EFTA01474181 Paul just left you a message for your via Amanda Can you please obtain a quote for Jeffrey on the following preferred: Citibank (i believe it was issued yesterday) Pays a fixed 5.95% coupon for 5 yrs and then floats at L +409.50bps Quantity: TBD (assume 2-3mm) Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01474182

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Subject: RE: Citi Preferred [C] From: Vahe Stepanian Date: Thu, 06 Aug 2015 14:51:09 -0400 To: Darren Indyke Cc: Daniel Sabba Richard Kahn Paul Morris < Ariane Dwyer Thanks Darren. We'll be back if/when filled. Vahe Stepanian Key Client Partners Deuts he Bank S uritie Inc. Tel. Mobil Email: Original Message From: Daniel Sabba Sent: Thursday, August 06, 2015 02:33 PM Eastern Standard Time To: Vahe Stepanian Subject: FW: Citi Preferred [C] Original Message From: Darren Ind

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Subject: Re: Citi Preferred [C] From: Richard Kahn ‹ > Date: Thu, 06 Aug 2015 13:54:16 -0400 To: Vahe Stepanian Cc: Paul V Morris Daniel Sabba Ariane Dwyer Amanda Kirby Darren Indyke please work $3,000,000 order at 100.00 for Citi Preferred ()please email or call Darren if you need to confirm thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Aug 6, 2015, at 12:19 PM, Vahe Stepanian a wrote: > Classification: Confidential Per our c

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From: Daniel Sabba Sent: 8/6/2015 2:03:01 PM To: 'Richard Kahn' ; Vahe Stepanian l CC: Paul Morris I; Ariane Dwyer ; Amanda Kirby 'Darren Indyke' Subject: RE: Citi Preferred (CI Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. Original Message--- From: Richard Kahn Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Preferr

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From Vahe Stepanian Sent: 8/6/2015 12:12:51 PM To: Richard Kahn CC: Daniel Sabba Subject: RE: Citi Preferred (Cl Classification: Confidential ; Paul Morris Ariane Dwyer ; Amanda Kirby Rich - I checked in with our traders. We believe that you're referring to the pref that I've detailed in the Bloomberg screenshot below. Assuming this is the case, an indicative offer on $2-3mm is 100.125. Should Southern Financial wish to purchase, it would be helpful to have a firm level to work t

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Subject: RE: Citi Preferred [C] From: Daniel Sabba <~•~> Date: Thu, 06 Aug 2015 14:03:01 -0400 To: Richard Kahn Vahe Stepanian Cc: Paul Morris Ariane Dwyer Amanda Kirby Darren Indyke Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. Original Message From: Richard Kahn [ Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Prefer

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