EFTA Document EFTA01474915
Subject: RE: SFL and Gratitude America Ltd [C] From: Paul Morris ..z > Date: Wed, 07 Oct 2015 12:55:15 -0400 To: Vahe Stepanian Jj Litchford <".litchford@db.com> Cc: Ariane Dwyer Vahe do we really need a full KCP account for this? Original Message From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:51 PM Eastern Standard Time To: Jj Litchford Cc: Ariane Dwyer; Paul Morris Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called
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Subject: RE: SFL and Gratitude America Ltd [C] From: Paul Morris ..z > Date: Wed, 07 Oct 2015 12:55:15 -0400 To: Vahe Stepanian Jj Litchford <".litchford@db.com> Cc: Ariane Dwyer Vahe do we really need a full KCP account for this? Original Message From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:51 PM Eastern Standard Time To: Jj Litchford Cc: Ariane Dwyer; Paul Morris Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called
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Subject: FW: SFL and Gratitude America Ltd [C] [I] From: Ariane Dwyer ‹ > Date: Wed, 13 Jan 2016 14:10:08 -0500 To: Daniel Sabba Cc: Vahe Stepanian Yes, from the below emails it looks like there is a PB account for Gratitude From: Jj Litchford Sent: Wednesday, October 07, 2015 1:11 PM To: Vahe Stepanian; Paul Morris Cc: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] [I] Classification: For internal use only Here you go—I presume you don't need any of our research? {cid:
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From: Paul Morris Sent: 10/7/201512:55:15 PM To: Vahe Stepanian CC: Mane Dwyer Subject: RE: SFL and Gratitude America Ltd IC] Jj Litchford Vahe do we really need a full KCP account for this? ---Original Message--- From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:51 PM Eastern Standard Time To: Jj Litchford Cc: Mane Dwyer; Paul Morris Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proceed
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Subject: RE: SFL and Gratitude America Ltd [C] [I] From: Ariane Dwyer ‹ > Date: Wed, 07 Oct 2015 13:11:27 -0400 To: Paul Morris Jj Litchford Cc: Vahe Stepanian Classification: For internal use only Hi Paul, They'll need to complete the boilerplate docs such as account agreement and tax form. They will not need to complete a new KCP Non Advisory Letter and Finra2111 as these serve for the relationship. Best, Ari From: Paul Morris Sent: Wednesday, October 07, 2015 1:04 PM To: Vahe S
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Subject: RE: SFL and Gratitude America Ltd [C] [I] From: Jj Litchford ‹ > Date: Wed, 07 Oct 2015 13:11:13 -0400 To: Vahe Stepanian Paul Morris Cc: Ariane Dwyer Classification: For internal use only Here you go—I presume you don't need any of our research? fcid:image001.gif@OlD02B3A.F8AC3FC01 JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:image002.gi
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From: Vahe Stepanian Sent: 10/7/2015 12:51:34 PM To: 1j Litchford CC: Ariane Dwyer Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential Paul Morris 33 - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. can you please send over all of the relevant KYC dots you have on your end as it relates to this particular entity? we would like to take a look before we send Rich a
EFTA Document EFTA01365888
Cc: Ariane Dwyer Subject: RE: Sfl and Gratitude America Ltd [C] Vahe do we really need a full KCP account for this? ---Original Message--- From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:51 PM Eastern Standard Time To: Jj Litchford Cc: Arian Dwyer; Paul Morris Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD sto
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