EFTA Document EFTA01475321

Pipeline Summary Opportunity Name cture BPS/Flat Fee JTWROS Brokerage Customer Name Close Date Product Name Actual Assets Stru Additional Brokerage Southern Financial LLC 75 12/31/2015 Brokerage (Commissions) 7500 0000 Flat Fee 2000000 2000000 Paul Morris PROT0 Paul 25 Customer Name Customer Number Status Relationship Classification Rel. Net Worth Relationship Investable Assets (Est.) Revenue Potential ($M per annum) Last Modified Date Last Activity Date Date Contacted Forbes Ranking Category Notes 3 G CAPITAL RELATIONSHIP 00000492967 Active Tier 2 H PROT1 PROT2 Stew 25 Customer Name Customer Number Status Relationship Classification Investable Assets (Est.) Revenue Potential ($M per annum) Activity Date Date Contacted Category Notes Rel. Net Worth Relationship Last Modified Date Last PROT3 PROT4 Prospects Customer Name Customer Number Status Relationship Classification Rel. Net Worth Relationship Investable Assets (Est.) Revenue Potential ($M per annum) Last Modified Date Cate •or PROT5 PROT6 Manage My Top 25 Prospect Relationships Copyright (c) 2000-2015 salesforce.com, inc. All rights reserved. Confidential Information - Do Not Distribute Generated By: Jj Litchford 10/19/2015 4:30 PM Deutsche Bank Private Bank PROT7 0000 Flat Fee Pipeline- Full Opportunity Name Customer Name Close Date Probability (%) Product Name s Fee Structure BPS Flat Fee Revenue Sales Team Member Actual Asset i lona =ro erage ou ern nancia =ro erage ommiss ons 2000000 2000000 Paul Morris PROT8 PROT9 PROT10