EFTA Document EFTA01475837

Subject: RE: rev From: Morgan Byrd Date: Thu, 03 Dec 2015 09:49:42 -0500 To: Jj Litchford Andrew Gallivan Cc: Paul Morris Stewart Oldfield Classification: Confidential 33, I have conducted some research on the Boies Family and National Organization of the New APO relationships. Since I was not notified about these relationships having an issue until now, they were not fixed in the November reaggregation. The Ellin Howard relationship was corrected in the reaggregation though and the respective negative NNAs that were booked under Ed are no longer on your GMIS report. I looked at each account on the spreadsheet provided and found that the majority of the outflows occurred in either August or September 2015. I have attached the spreadsheet with my notes to the right of yours. These are only rough numbers but I will send the information to finance to see when they can adjust the rest of the NNAs for you. This may not be completed until the next reaggregation which will occur in January 2016. In the mean time, I will speak with Kim to see what her thoughts are for an interim fix. Thank you, fcid:image001.gif@OlCE271E.016102401 Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 EFTA01475837 Email Securities offered through Deutsche Bank Securities Inc. fcid:image002.gif@OlCE271E.016102401 From: Jj Litchford Sent: Tuesday, December 01, 2015 12:45 PM To: Morgan Byrd; Andrew Gallivan Cc: Paul Morris; Stewart Oldfield Subject: RE: rev discrepancy [C] Classification: Confidential Hi Morgan-- I wanted to revisit this and make sure we are all on the same page that business booked under Ed will not be showing as assets or revenue for Paul and Stew. Attached is this sheet with the accounts that were booked under Ed Finley (who left in August) but are still showing as of the October GMIS report. Relationships: Boies, Ellin, New Apostolic Church. See my notes attached. Please confirm what else you need from us in order for these not to count as negative NNA. Thank you, 33 fcid:image001.gif@OlD02B3A.F8AC3FC01 JJ Litchford Associate Banker EFTA01475838 Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor fcid:image002.gif@OlD02B3A.F8AC3FC01 From: Morgan Byrd Sent: Friday, October 23, 2015 8:33 AM To: Jj Litchford; Andrew Gallivan Subject: RE: rev discrepancy [C] Classification: Confidential 33, According to the report I sent you yesterday there is -$344,824.48 in NNA for this account. I'm not sure where the -433 number is coming from. I've attached the report again with the rest of your line items hidden. Thank you, fcid:image001.gif@OlCE271E.016102401 Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 EFTA01475839 Jacksonville, FL 32256 Securities offered through Deutsche Bank Securities Inc. {cid:image002.gif@010E271E.01610240} From: Jj Litchford Sent: Thursday, October 22, 2015 12:00 PM To: Andrew Gallivan Cc: Morgan Byrd Subject: rev discrepancy [I] Classification: For internal use only As discussed, Howard Ellin shows as NNA of -433k but his NNA is exactly +5,000,000 (in a discretionary equity IA portfolio). The account is 451305. Morgan—the oddity here is that -433K is almost the exact amount his account was down market value wise which obviously should never be considered NNA. {cid:image001.gif@01D02B3A.F8AC3FC0} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York. New York 10154 {cid:image002.gif@01D02B3A.F8AC3FC0} EFTA01475840 EFTA01475841