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sd-10-EFTA01478731Dept. of JusticeOther

EFTA Document EFTA01478731

Subject: Re: Fw: KCP IOI: Santander IPO I From: Joshua Shoshan < Date: Tue, 21 Jan 2014 14:16:39 -0500 To: Caroline Kitidis < Cc: Chip Packard < Haig Ariyan Tazia Smith Michael Iaquinta < Classification: For internal use only Tazia, please feel free to chime in on how many shares of an allocation Mr. Epstein would be reasonably satisfied to receive. Re his 150k indication, the entire division may get perhaps 500k shares (DB has junior economics). Best regards, --Josh Joshua Shoshan

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sd-10-EFTA01478731
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Subject: Re: Fw: KCP IOI: Santander IPO I From: Joshua Shoshan < Date: Tue, 21 Jan 2014 14:16:39 -0500 To: Caroline Kitidis < Cc: Chip Packard < Haig Ariyan Tazia Smith Michael Iaquinta < Classification: For internal use only Tazia, please feel free to chime in on how many shares of an allocation Mr. Epstein would be reasonably satisfied to receive. Re his 150k indication, the entire division may get perhaps 500k shares (DB has junior economics). Best regards, --Josh Joshua Shoshan

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Subject: Re: Fw: KCP IOI: Santander IPO I From: Joshua Shoshan < Date: Tue, 21 Jan 2014 14:16:39 -0500 To: Caroline Kitidis < Cc: Chip Packard < Haig Ariyan Tazia Smith Michael Iaquinta < Classification: For internal use only Tazia, please feel free to chime in on how many shares of an allocation Mr. Epstein would be reasonably satisfied to receive. Re his 150k indication, the entire division may get perhaps 500k shares (DB has junior economics). Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax From: Caroline Kitidis/db/dbcom To: Haig Ariyan/db/dbcom@DBAmericas, Chip Packard/db/dbcom@DBAmericas, Cc: Joshua Shoshan/db/dbcom@DBAmericas Date: 01/21/2014 01:20 PM Subject: Fw: KCP IOI: Santander IPO [I] Classification: For internal use only Hi guys - See KCP allocation request for Santander. We have a Capital markets KCP client request for allocation, Jeffrey Epstein, please advise if you are comfortable with this request in the pre-allocation for KCP bucket, before PC/PCS non KCP EFTA01478731 allocations. Kind regards, Caroline Kitidis (Embedded image moved to file: pic26307.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage Americas Deutsche Deutsche 345 Park New York Tel. Mobile Email Bank Securities Inc Asset & Wealth Management Avenue, 26th Floor NY 10154-0004 (Embedded image moved to file: pic06101.gif) Forwarded From: To: Cc: Date: Subject: by Caroline Kitidis/db/dbcom on 01/21/2014 01:19 PM Tazia Smith/db/dbcom Joshua Shoshan/db/dbcom@DBAmericas, Caroline Kitidis/db/dbcom@DBAMERICAS 01/21/2014 12:36 PM KCP IOI: Santander IPO [I] Classification: For internal use only Josh - KCP IOI for Santander thus far (Epstein) is 150k shares. Could you please follow up with Chip/Haig as discussed? Thanks, Tazia EFTA01478732 (Embedded image moved to file: pic26012.gif) Tazia Smith Director I Key Client Partners - US Deutsche Deutsche 345 Park New York Tel. Fax Mobile Email Bank Securities Inc Asset & Wealth Management Avenue, 26th Floor NY 10154 (Embedded image moved to file: pic14783.gif) EFTA01478733

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