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sd-10-EFTA01479385Dept. of JusticeOther

EFTA Document EFTA01479385

Subject: Re: Trade Re ort - 1/10/2014 [C] From: Paul Morris Date: Fri, 10 Jan 2014 17:17:20 -0500 To: Vahe Stepanian < Classification: Confidential i think he wanted to see chart on the venezuelan investment Paul Morris Managing Director From: To: Cc: Vahe Stepanian. jeevacation@gmail.com, , Paul Morris Date: 01/10/2014 05:14 PM Subject: Trade Report - 1/10/2014 [C) Classification: Confidential Jeffrey, Thank you again for your time this morning. We look forward to hearing yo

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Subject: Re: Trade Re ort - 1/10/2014 [C] From: Paul Morris Date: Fri, 10 Jan 2014 17:17:20 -0500 To: Vahe Stepanian < Classification: Confidential i think he wanted to see chart on the venezuelan investment Paul Morris Managing Director From: To: Cc: Vahe Stepanian. jeevacation@gmail.com, , Paul Morris Date: 01/10/2014 05:14 PM Subject: Trade Report - 1/10/2014 [C) Classification: Confidential Jeffrey, Thank you again for your time this morning. We look forward to hearing yo

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Subject: Re: Trade Re ort - 1/10/2014 [C] From: Paul Morris Date: Fri, 10 Jan 2014 17:17:20 -0500 To: Vahe Stepanian < Classification: Confidential i think he wanted to see chart on the venezuelan investment Paul Morris Managing Director From: To: Cc: Vahe Stepanian. jeevacation@gmail.com, , Paul Morris Date: 01/10/2014 05:14 PM Subject: Trade Report - 1/10/2014 [C) Classification: Confidential Jeffrey, Thank you again for your time this morning. We look forward to hearing your thoughts about the existing positions and following up next week with additional trade ideas. Per our conversation, today you executed the following: S 1.4mm GE 5.25% fixed-float at 94 1/16 S 750k JPM 6% fixed to float at 96 5/8 S 20k Bombardier at 4.0828 USD Redeemed -$2.2mm of JP Morgan Value Advantage Mutual fund (JVAIX) - will follow up with final NAV on Monday Have a great weekend. Thank you, Vahe (Embedded image moved to file: pic18984.gif) EFTA01479385 Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management EFTA01479386

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From: Paul Morris Sent: 2/28/2014 6:07:56 AM To: Tazia Smith CC: Vahe Stepanian Subject: Re: follow-up call [C] ; Paul Morris ; Vinit Sahni [ ; Nay Gupta Classification: Confidential No, vinit are u available this morning? Original Message From: Tazia Smith Sent: 02/27/2014 10:57 PM EST To: Paul Morris Cc: Vahe Stepanian; Vinit Sahni ; Nay Gupta Subject: Re: follow-up call [C] Classification: Confidential Is this call confirmed? Tazia Smith Director Key Client Partne

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Sent from my iPhone On )un 4, 2014, at 11:23 AM, Paul Morris rote: Classification: Confidential Lesley, I'm traveling so may be better for a few of us to call him or do a dial in? From: Lesley Groff Sent: 06/04/2014 10: iAsi Ah To: Paul Morris Cc: Tazia Smith; vinit Sahni; Nav Gupta ; vahe Stepanian Subject: Re: Call with je tomorrow [C] Jeffrey says ok to a 1pm NY time phone call with you all today. can he call you, Paul, at 1pm and you have everyone on the line ready to go? Sent

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Classification: For internal use only hi, i see this is still going to Harry Beller, should he be on this? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 office: Cell: Forwarded by Paul morris/db/dbcom on 10/14/2014 09:40 AM From: valuations system/db/dbcora0DBAPAc TO: Amanda Kirby , Daniel Sabba/ Joseph cothron , Paul morris/ , Tazia Smit vahe Stepanian Date: 10/13/2014 06:28 PM Subject: Valuation Statement for SOU

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Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 (917)327-4107 Email tazia.smith@db.com (Embedded image moved to file: pic03580.gif) From: Tazia smith/db/dbcom To: "jeffrey E." <jeevacationOgmail.com>@DEuBAINT, Cc: Richard Kahn <richardkahn12@gmail.com>, Daniel Sabba/db/dbcom@DBAMERICAS, Vahe stepanian/db/dbcom@D8Americas, Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: (C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -.23.92, buyi

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From: Tazia Smith [tazia.smith@db.com] Sent: 9/19/2014 12:22:36 PM To: jeevacation@gmail.com CC: richardkahn12@gmail.com; Paul Morris [paul.morris@db.com]; matt.glassman@db.com; Vahe Stepanian Nahe.stepanian@db.coml Subject: Trade Report 9/19 [C] Classification: Confidential Jeffrey - S 2000 BABA at $92.352 (+$48.7k) TDS Front -Jeffrey E." leevacationegmaircorn> To. Tata Smithrdb/dbconslaDBAMERICAS, Date: 09(192014 12:19 PM Subject. Re: Altbaba opens 992.70 IC) sell On Fr

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