EFTA Document EFTA01480062

IPM S-ROSFP Signature (OTC Options Levels S & 6) Derivative and Foreign Exchange (FX) /Commodity Transactions Regulated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") IP Morgan C. Derivatives Approval Level (not applicable for Exempt Transactions) Level 1: Covered Writing Level 2: Buying Options Level 3: Spreads Level 5: Uncovered Writing Level 6: Combinations/Straddles OTC Options Sel P° rt Please check all that apply: RI Equity rx7 Emerg