EFTA Document EFTA01480635

Periodic Review Comments : Temporary Waiver Information Waiver Status: DDR Complete Reason for Waiver: Security Services is still performing the client background check. Waiver Requested By: Mary C Casey Date of Waiver Request: 10/03/2008 Approver for Waiver: Elizabeth X Hogan Waiver Approved On: 10/03/2008 Banker Approval Information Sponsorship affirmation - Based on my due diligence and the information provided , I approve and accept sponsorship of HBRK Associates Inc. •••• as