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sd-10-EFTA01480741Dept. of JusticeOther

EFTA Document EFTA01480741

Confidential Due Diligence Report Executive Summary On 08/13/2013, GS&I was requested by Justin Nelson to conduct a background investigation. Darren Indyke was researched through available New Jersey databases. Throughout this search, the following records were researched: Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald Information Services), Worldcheck, Dow Jones Watchlist, Google, SPEADDFPS internal database search (JPMorgan Chase Fraud Prevention List Review),

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Dept. of Justice
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sd-10-EFTA01480741
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Summary

Confidential Due Diligence Report Executive Summary On 08/13/2013, GS&I was requested by Justin Nelson to conduct a background investigation. Darren Indyke was researched through available New Jersey databases. Throughout this search, the following records were researched: Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald Information Services), Worldcheck, Dow Jones Watchlist, Google, SPEADDFPS internal database search (JPMorgan Chase Fraud Prevention List Review),

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Confidential Due Diligence Report Executive Summary On 08/13/2013, GS&I was requested by Justin Nelson to conduct a background investigation. Darren Indyke was researched through available New Jersey databases. Throughout this search, the following records were researched: Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald Information Services), Worldcheck, Dow Jones Watchlist, Google, SPEADDFPS internal database search (JPMorgan Chase Fraud Prevention List Review), federal court searches, personal particulars, publications, regulatory sanctions, FINRAMFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the avalability of electronic database resources. Our searches revealed the following: Darren Ind ke Company records search revealed no records found. Corporate records search revealed no records found. Other databases (RDC/MIS/Worldcheck/Google/Dow Jones Watch List/SEX OFFENDER) revealed no records found. Internal database search revealed no records. Federal court searches revealed no records found. Personal Particulars: Social security number: was issued in NY between - Date of birth: 02/19/196 Current Address: 2 Kean Ct. Livingston, NJ 07039 Publications revealed nothing derogatory. Regulatory sanctions search revealed no records found A search of OFAC did not reveal any matches. Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security Si Investigations. 7708474138 2 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002957 SDNY_GM_00272155 EFTA01480741

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