EFTA Document EFTA01480801

TicketIf Chent Name ECI LOG 103375280 Accoundl MORT INC. 0211873788 PB Account Title Account Type Initiated Oats cksrnnoi 2 10:43 AM Initiator DEBRA VV1-IITE Initiating Team PB FRONT OFFICE Verify & Confirm for MORT INC. Final Risk Rating High Initial Risk Rating High GCS Report Requested Full Presence of Potential High Risk Indicators No Comments New US BVI entity for Jeffrey Epstein Summary of Risk Attributes Risk Updated History Creation Date Entered by Updated Risk Previous Risk Comment GCS Grid Search Type Security Service Details r Further Review Required Company Information Information not confirmed for 'MORT INC" (Tax ID and Address): details included in the attachment. No Corporate Records Information not confirmed for 'MORT INC' (State of Domicile): details included in the attachment. No Other Database Searches (RDC/MIStFactiva) No records were found. No Internal Database Search (CSSSTPS) Internal database search revealed prior GS51 research for JEFFREY E EPSTEIN: and the following derogatory information was reported. REODOT: Several newspaper articles were found that detail the indictment of Jeffrey Epstein it Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in Jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage girls. Jeffrey Epstein ci required to register as a sex offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding solicitation for an undisclosed amount. Yes State Court Searches No records were found. No Federal Court Searches No records were found. No Personal Particulars No additional research necessary. No Publications Nothing derogatory found. No Regulatory Sanctions No records were found. No OFAC/Control List Search A search of OFAC did not reveal any meshes. No Negative or Inconsistent Information Yes GCS Red Dot Has this been identified as Red Dot KYC? N Live Information Found No Yes Banker Attestation Details As the dent sponsor, I understand that I am primarily responsible for protecting the Timis reputation from Inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC. I am sponsoring this client as to their character and reputation and from a I • alfre • Lila • stand • • int Please state your rationale for conducting business with this client Please respond to any Issue(s) identified in the GS8Igrld that either needs further review, or red dot which is not alread covered in a Business Case within this KYC Comments Yes Long term client of the PB. welt known to senior staff and relationship monitored closely with regular reviews. No materials events or deveo• monis to note over • isthvehte months. Regularly reviewqed with compliance and legal and Sr. management with appropriate approvals. Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003023 SDNY_GM_00272221 EFTA01480801