EFTA Document EFTA01480930

USCG Due Diligence Report • Individual DDR Name: Jeffrey Epstein DDR Status: Process Completed Banker Information Banker: Paul V Morris/JPMCHASE Banker History: 03/04/2010 11:08:12 PM • CRD / Notrix changed: Banker 07/28/2006 11:00:04 PM - CRD / Notrix changed: Banker Casey/JPMCHASE. 07/15/2006 11:00:44 PM • CRD / Notrix changed: Banker Matusow/JPMCHASE. 07/10/2006 11:00:44 PM - CRD / Notrix changed: Banker 07/07/2006 11:00:21 PM - CRD / Notrix changed: Banker Baynard/JPMCHASE. 06/24/2006 11:00:45 PM - CRD / Notrix changed: Banker Matusow/JPMCHASE. 01/19/2006 11:00:30 PM - CRD / Notrix changed: Banker 04/22/2005 10:10:28 PM - CRD / Notrix changed: Banker from Mary C Casey/JPMCHASE to Paul V Morris/JPMCHASE. from Jeffrey M Matusow/JPMCHASE to Mary C from Mary C Casey/JPMCHASE to Jeffrey M from Robert Baynard/JPMCHASE to Mary C Casey/JPMCHASE. from Jeffrey M Matusow/JPMCHASE to Robert from Mary C Casey/JPMCHASE to Jeffrey M from Mary Rieth/JPMCHASE to Mary C Casey/JPMCHASE. GID from 00000043917 to U043917. DM ID Link Information The DM for this DDR is DM Name -JEFFREY E EPSTEIN CAS The following DDR's are associated with this Decision Maker ID - 9710670708. DDR Name Banker Security Services Search Date 116 East 65th St., LLC Casey, Mary C 02/02/2009 Air Ghislaine, Inc. Casey, Mary C 02/05/2009 Air Ghislaine, Inc. Casey, Mary C 02/05/2009 Darren K. Indyke PLLC Casey, Mary C 10/17/2008 Epstein, Jeffrey Casey, Mary C 05/21/2003 Epstein, Jeffrey Casey, Mary C 12/10/2008 Epstein, Jeffrey Morris, Paul V 12/10/2008 Epstein, Jeffrey Morris, Paul V 04/16/2010 Epstein, Jeffrey Morris, Paul V 04/16/2010 Epstein, Jeffrey Morris, Paul V 03/07/2011 Freedom Air International, Inc. Morris, Paul V 03/11/2010 HBRK Associates Inc. Casey, Mary C 10/17/2008 Hyperion Air, Inc. Casey, Mary C 02/03/2009 I-Correct.com LLC Casey, Mary C 01/30/2009 Jege, Inc. Casey, Mary C 02/03/2009 LYN & JOJO LLC Casey, Mary C 07/31/2006 MAX Foundation Casey, Mary C 12/10/2009 Maxwell, Ghislaine Rieth, Mary 03/31/2005 Plan D, Inc. Casey, Mary C 01/30/2009 The 2007 Jeffrey E Epstein Insurance Trust Casey, Mary C 12/01/2008 #2 - November 1, 2007 Casey, Mary C 12/02/2008 The 2007 Jeffrey E Epstein Insurance Trust Casey, Mary C 11/25/2008 #3 dtd November 1, 2007 The 2007 Jeffrey E. Epstein Insurance Trust #1 Dtd November 1, 2007 The Haze Trust Morris, Paul V Name/Contact Information r New Client (No Decision Maker/UCAS/PCN Exists) Exisbng Client (Decision Meiker/UCAS/PCN Exists) C Prospect (must be converted to a client prior to the account opening.) r Backlog Client JPMC Internal Use Only Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003172 SDNY_GM_00272370 EFTA01480930