EFTA Document EFTA01480934

Formerly, Jeffrey Epstein was a money manager for high net individuals, most notably Leslie Wexner. Wexner was a JPM client and then retained Epstein as his advisor in the late 90$. Mr. Wexner terminated his relationship with Epstein in 02/2008. Epstein is well known to several JPM PB employees and to Jes Staley. The purpose of this DDR Is to refresh our due diligence on Mr. Epstein. Mr. Epstein was convicted of a felony charge In 2008. Jes Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a PB client. r TRW/CIC r Lexis Nexis r Dun _Bradstreet r Bank References r Directories r Bus Social Contacts r Other Summary Summary Of Findings: Jeffrey Epstein is an existing client of P8. In years past, he was an active brokerage client. Formerly, Jeffrey Epstein was a money manager for high net worth individuals, most notably Leslie Wexner. Wexner was a JPM client and then retained Epstein as his advisor in the late 90s. Mr. Wexner terminated his relationship with Epstein in 02/2008. Mr. Epstein is well known to several JPM P8 employees and to Jes Staley. Mr. Epstein was convicted of a felony charge in 2008 and was to serve an 18-month prison sentence. Jes Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a client. 6.18.10: Mr. Epstein is currently serving out his house arrest. Our view is that Mr. Epstein has served his time and completing his duties to society. we are assessing the situation closely and monitoring the occassional news stories regarding Mr. Epstein and civil lawsuits. Mr. Epstein is managing his own personal wealth. Anticipated Product(s) Custody Deposits Number Assignments Standalone Entity? Yes a No If this legal entity is or will be a Client (PCN) or Prospect answer YES. If this legal entity is or will be part of an Existing PCN relationship answer NO. If "No" above, then indicate the Client (PCN): Ultimate Customer Number (UCN): Optionally, you may indicate the Affiliation Number: SPN Required? SPN4: Yes re No CAS ID: Approval Information Public/High Profile Figure Yes If a Public/High Profile figure, Other Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00003176 SDNY_GM_00272374 EFTA01480934