Skip to main content
Skip to content
Case File
sd-10-EFTA01492032Dept. of JusticeOther

EFTA Document EFTA01492032

FINANCIAL TRUST COMPANY INC ACCT. For the Period VI /I Ito 2/28/II Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Retitled GaIntoss Sett* Date Selection Method Settled Sales/Maturities/Redemptions 2/2 Sale SEATTLE GENETICS INC a 15.6064 39,016.00 (2.500.000) 15.556 38,890.25 (38.750.00) 140.25 S 217 Hugh Cost BROKERAGE 125.00 TAX 8/OR SEC .75 J.P. MORGAN SECURITIES LLC (ID: 812578-10-2) 2/4 Sale TEEKAY TANKERS LTD - CLASS A a 11.17562 (3,500.

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01492032
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

FINANCIAL TRUST COMPANY INC ACCT. For the Period VI /I Ito 2/28/II Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Retitled GaIntoss Sett* Date Selection Method Settled Sales/Maturities/Redemptions 2/2 Sale SEATTLE GENETICS INC a 15.6064 39,016.00 (2.500.000) 15.556 38,890.25 (38.750.00) 140.25 S 217 Hugh Cost BROKERAGE 125.00 TAX 8/OR SEC .75 J.P. MORGAN SECURITIES LLC (ID: 812578-10-2) 2/4 Sale TEEKAY TANKERS LTD - CLASS A a 11.17562 (3,500.

Ask AI About This Document

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
FINANCIAL TRUST COMPANY INC ACCT. For the Period VI /I Ito 2/28/II Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Retitled GaIntoss Sett* Date Selection Method Settled Sales/Maturities/Redemptions 2/2 Sale SEATTLE GENETICS INC a 15.6064 39,016.00 (2.500.000) 15.556 38,890.25 (38.750.00) 140.25 S 217 Hugh Cost BROKERAGE 125.00 TAX 8/OR SEC .75 J.P. MORGAN SECURITIES LLC (ID: 812578-10-2) 2/4 Sale TEEKAY TANKERS LTD - CLASS A a 11.17562 (3,500.000) 11.125 38,938.91 (39,655.00) (716.09) S 219 High Cost 39,114.67 BROKERAGE 175.00 TAX 8/OR SEC .76 J.P. MORGAN SECURITIES LLC (ID: Y8565N-10-2) 2/4 Sale HOVNANIAN ENTERPRISES INC CL A a 4.3596 (2,500.000) 4.31 10,773.79 (10.750.00) 23.79 S 2/10 High Cost 10,899.00 BROKERAGE 125.00 TAX 8/OR SEC .21 J.P. MORGAN SECURITIES LLC (ID: 442487-20-3) 2/4 Sale SSW TECHNOLOGIES HOLDINGS INC a 18.815 (2,000.000) 18.765 37,529.27 (35.200.00) 2,329.27 S 2/10 High Cost 37,630.00 BROKERAGE 100.00 TAX 8/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 78467)-10-0) 2/8 Sale PENNANTPARK INVESTMENT CORP 6 12.50 37,500.00 (3,000.000) 12.45 37,349.28 (37,200.00) 149.28 S 2/11 High Cost BROKERAGE 150.00 TAX 8/OR SEC .72 J.P. MORGAN SECURITIES LLC (ID: 7081;62-10-4) 2/10 Sale TERNIUM SA SPONS ADR a 35.9493 359,463.00 (10,000.000) 35.896 358,956.09 (360,000.00) (1,043.91) S 2/15 High Cost BROKERAGE 500.00 TAX 8/OR SEC 6.91 J.P. MORGAN SECURITIES LLC (ID: 880990-10-8) 2/15 Sale MACK CALI REALTY CORP a 33.27051 66,541.02 (2,000.000) 33.22 68,439.74 (68,000.00) 439.74 S 2/18 High Cost BROKERAGE 100.00 TAX 8/OR SEC 1.28 J.P. MORGAN SECURITIES LLC (ID: 554489.10-4) 2/22 Sale SENSATA TECHNOLOGIES HOLDING a 33.4605 (2,000.000) 33.41 66,819.71 (66,300.00) 519.71 S 2/25 High Cost 66,921.00 BROKERAGE 100.00 TAX &OR SEC 1.29 J.P. MORGAN SECURITIES LLC (ID: N7902X-10-6) 2/22 Sale MOLYCORP INC a 46.6445 419,800.50 BROKERAGE (9,000.000) 46.594 419,342.43 (450,000.00) (30.657.57) S 2/25 High Cost 450.00 TAX 8/OR SEC 8.07 J.P. MORGAN SECURITIES (SC (ID: 608753-10-9) J.P.Morgan Account Page 24 of 29 Page 28 of 42 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00014485 SDNY_GM_00283683 EFTA01492032

Technical Artifacts (1)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Tail #N7902X

Related Documents (6)

OtherUnknown

FEDWIRE PAYMENT DEBIT ADVICE

DOJ EFTA Data Set 10 document EFTA01273102

16p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01279955

OMB Approval No. 2502-0265 Good Faith Estimate (GFE) Name of Originator Fifth Third Joann Brown Mortgage Company Borrower Originator 5001 Kingsley DR Address HD: 1MOCHQ Cincinnati, OH 45227 Propcny Address Ori nator Phone Number Originator Email Date of GFE October 03, 2014 Purpose Shopping for your loan This GFE gives you an estimate of your settlement charges and loan terms if you are approved for this loan. For more information, see HUD's Special Information Booklet on seu

3p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01488410

J.PMorgan Primary Account: For the Period 5129/10 to 6/30/10 Important Information About Your Statement In Case of Error. or (Natiloin About 1. our Electronic Funds Transfers Oil or unto bo the ILtt Waistlines tad me the I haw number .el Mateo on frau of itiorwni and noaconareners that l.P Magna Toon 0vitact infonnation youdunk ram' ginned or recapl is memo* or if yak axd more Informatics ah'ua do:aortic traria:non on a titarea or reatie We mita hati fimru no lam than f0 dayk anti we wan

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01491870

J.P.Morgan FINANCIAL TRUST COMPANY INC ACCT. For the Period 11/1/10 to 11/30/10 Trade Settlement Date Date Type Description Per Unit Realized Quantity Amount Market Cost Tax Cost GairVLoss Settled Securities Purchased 11/22 11/26 Purchase SPUR SSP 600 E7F TRUST 45,000.000 119.77 (5,389,650.00) 5,389,850.00 AS OF 11)26/10 SUB-ACCOUNT: MGN Total Settled SecurMes Purchased ($10.651.861.02) 110,651,861.02 60.00 Account Page 9 of 9 Page 54 of 57 Confidential Treatme

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01365905

KYC Print Page 10 of 13 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'I PART B elabonship Name SOUTHERN FINANCIAL RELATIONSHIP oking Center F NY F NY/Offshore F Offshore IF.skNIGIerate F High Risk Yoonsun Chung (Compliance signature) F DB Employee F DB Managed PIC F DB is Trustee/Co-Trustee F Bearer Shares 4. Attachments A. Type of Photo ID Provided F Drivers License F Passport F National/State ID F Other Checklist of names (individuals and/or entities) that were submitted for database B.

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01485406

J.P. Morgan JEFFREY EPSTEIN ACCT For the Period I I/1/O9 to 11/30/09 Important Information Regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily. weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In a failed auction, ther

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.