EFTA Document EFTA01494076
J.P. Morgan Securities LLC 383 Madison Avenue, New York, NY 10179 FINANCIAL TRUST COMPANY INC ACCT. 24200686 For the Period 3/1/13 to 3/31/13 Margin Account J.P. Morgan Team Table of Content, Page Justin Nelson Banker Account Summary 2 Paul Barrett Investment Specialist Holdings Janet Young Client Service Team Equity 4 Gina Maghocco Client Service Team Cash 3 Fixed Income 5 Jason Grosse Online access Client Service Team www.jomorganontine.com Portfolio Activity 7 Tr
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J.P. Morgan Securities LLC 383 Madison Avenue, New York, NY 10179 FINANCIAL TRUST COMPANY INC ACCT. 24200686 For the Period 3/1/13 to 3/31/13 Margin Account J.P. Morgan Team Table of Content, Page Justin Nelson Banker Account Summary 2 Paul Barrett Investment Specialist Holdings Janet Young Client Service Team Equity 4 Gina Maghocco Client Service Team Cash 3 Fixed Income 5 Jason Grosse Online access Client Service Team www.jomorganontine.com Portfolio Activity 7 Tr
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J.P. Morgan Securities LLC FINANCIAL TRUST COMPANY INC ACCT 383 Madison Avenue, New York, NY 10179 For the Period 6/1/12 to 6/3W12 Margin Account J.P. Morgan Team Table of Contents Page Paul Morns Banker Account Summary 2 Paul Barrett Investment Specialist Holdings Janet Young Client Service Team Equity 4 Gina Magliocco Client Service Team Cash 8 Fixed Income 5 Online access www.jpmorganonline.com Portfolio Activity 7 red and carried through J P. Morgan Clearing Corp.
EFTA Document EFTA01386272
AGP LP 519 Alpha Group Capital Paul Barrett Portfolio Construction • Disciplined approach to portfolio construction Stock Universe 1 I 1 1 Research Public Company Industry Quantitative Analysts Filings Executives Leaders Filters I I I I I Analytical Modeling I Risk Management I Portfolio ALKEON CAPITAL MANAGEMENT Private & Confidential Page 8 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0087890 CONFIDENTIAL SDNY_GM_00234074 EFTA01386272
EFTA Document EFTA01492813
JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 (Res iew et]) FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 2/1/12 to 2/29/12 Asset Account J.P. Morgan Team Table of Contents Page Paul Morris Banker Account Summary 2 Paul Barrett Investment Specialist Holdings Janet Young Client Service Team Equity 4 Gina Magliocco Client Service Team Alternative Assets 9 Cash 8 Fixed Income 10 Online access www.MorganOnline.com Portfolio Activity 18
EFTA Document EFTA01448830
O O OO zz "rt mm zz -i ); C C Al (/) z -1 C 0 Asset Account 0 73 R 7 ce TO JPMergan Chase Bank, NA. 270 Park Avenue, New York, NY 10017-2014 THE HAZE TRUST ACCT. For the Period 7/1/13 to 7/31/13 Z 0 6 8 6 O tW0 J.P. Morgan Team Table of Contents Palle Jusdn Nelson Banker 203/629-3124 Account Summary 2 Paul Barrett Investment Specialist 212/622-2770 Holdings Janet Young Client Service Team B001634-1318 Equity 4 Gina Magiiacco Cash & Reed Income
EFTA Document EFTA01491939
J.P. Morgan J.P. Morgan Securities LLC FINANCIAL TRUST COMPANY INC ACCT. 383 Madison Avenue, New York, NY 10179 For the Period 12/1/10 to 12)31/10 Margin Account J.P. Morgan Team Table of Contents Page Paul Morris Banker Account Summary 2 Paul Barrett Investment Specialist Holdings Janet Young Client Service Team Cash and Short Term 4 VVilliam Doherty Ill Client Service Team Other Assets 5 Online access www.MorganOntine.com Portfolio Activity 6 Transactions cleared a
EFTA Document EFTA01434814
Subject: RE: RIN follow up From: Vahe Stepanian Date: Fri, 20 Apr 2018 14:16:02 -0400 To: Paul Barrett Cc: Stewart Oldfield Martin Zeman No problem, happy to help. The team assumes a 50bps p.a. default rate, and I would point you to page 29 of the book to support this point. Also worth looking at the scenario analysis on pg. 40 — think scenarios 1-7 are particularly relevant because the 50bp issuance costs are in line with RIN I (vs. 2% for a BSL). Thank you, Vahe From: Paul Barrett
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