Case File
efta-01368377DOJ Data Set 10OtherEFTA01368377
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01368377
Pages
1
Persons
0
Integrity
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DEUTSCHE BANK AL
ASSET & WEALTH MANAGEMENT DIVISION
SWAPS PROTOCOL
Index
I.
Introduction
2.
Part A — Reporting Consent and US Person Certification
3.
Part B — Swap Trading Addendum with Annex (US Person Only)
4,
Part C -Previsions for Non-US Person Counterpatties
5.
Swap Agent Statement (US Person Only, if applicable)
6.
EC? Questionnaire for Guarantora (US Person Only, ifapplicable)
7.
End-User. Exception Self-Certification (US Person Only, if applicable)
8.
Portfolio Reconciliation Procedures (US Persons Only)
9.
Glossary
Version: January 29, 2014
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0060099
CONFIDENTIAL
SONY GM_00206283
EFTA01368377
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SWIFT/BIC
DEUTSCHESWIFT/BIC
PROTOCOLForum Discussions
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