Case File
efta-01368378DOJ Data Set 10OtherEFTA01368378
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01368378
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Please note that DB is not amine as your advisor or fiduciary in swan transactions, so you should tomtit
vow own leant and other advisors and re
'yes
tmsge
about
status
i%&.__)ngL
AAl
and/
the
aidgliallitity_of entering into the Swap-Tradlna Addendum
Any cheat that is a natural person should insert his or hoc own name where prompted to provide the
"Legal Name of Client Swap Vehicle" and insert his or her own signature when prompted to provide the
"Authorized Signatory Signature," Furthermore, a CFTC Interim Compliant Identifier (or "Clef"
number) is not required for a named person.
Please complete (or procure the completion of) the relevant sections of the Swaps Protocol as soon as
possible (and, in any event, prior to the next time that you may wish to enter into a swap with DB) and
return the relevant sections (or procure their return) to DB in arty of the following ways:
•
By express or registered mail (or other trackable method) to the following address:
345 Park Avenue
254 Floor
MS: NYC20-2.564
New York, NY t0IS4
Aim: Mary Davin
By email to:
X900201)0/ANOS(4100aBlitXOteiDdestROWOCIfJOLXXXXXXXXXX
Failure to complete and return the relevant sections of the Swaps Protocol in a timely fashion could
prevent you from entering into additional swaps with DB.
Certain key terms used in this Swaps Protocol are defined in the appended Glossary. Please be aware that
certain respcnses may require DB to obtain additional information from you in connection with
discharging DB's counterparty conduct of business obligations.
Please contact your DB olknt-facing professional with any questions about the Swat* Protocol,
3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0060101
SDNY_GM_00206285
CONFIDENTIAL
EFTA01368378
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