Case File
efta-01392629DOJ Data Set 10OtherEFTA01392629
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01392629
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Liam Osullivan
Sent:
12/19/2018 10:44:17 AM
To:
Richard Kahn
CC:
Darren Indyke.1111.af
Subject:
RE: SFL LLC ICI
Attachments: imageO01.gif
Classification: Confidential
Richard and Darren,
You sold the following in the SRLC account:
; Stewart Oldfield
I ) Sell 25,000 GE - sold at 7.59619
2) Sell 10,000 Nintendo (NTDOY) - sold at 33.44
3) Sell 11,200 Ubisoft Entertainment (UBSFF) — sold at 71.19 EUR
Prepared on 12/19/2018 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm believes to be reliable, but
Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these
sources. Please refer to your official account statements and confirmations for all trade information.
Thank you,
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue. 10154-0004 New York. NY, USA
Tel.
Emai
KCP products and services are intended for and available only to sophisticated, experienced investors who qualify as 'institutional accounts" under
F/NRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating end
determining whether to enter info, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of
Deutsche Bank or its affiliates prior to execution, and no transaction. idea or opportunity discussed herein may be executed unless you are a client of
Deutsche Bank and of the Key Client Partners group (KCP).
Material herein regarding KCP products. investment ideas end solutions is for discussion purposes only. While brokerage services offered through the
KCP Americas desk may include investment recommendations and brokerage advice. KCP does not provide investment management or investment
advisory services, and private market opportunities and other products and services available through KCP are offered only on a non-advisory basis.
This communication is confidential and personal to you. solely for your information and for discussion purposes only. end does not create any legally
bincVng obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0097886
CONFIDENTIAL
SDNY_GM_00244070
EFTA01392629
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