Case File
efta-01392630DOJ Data Set 10OtherEFTA01392630
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01392630
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn (mailto:richardkahn12@gmail.com]
Sent: Wednesday, December 19, 2018 9:36 AM
To: Liam Osullivan <Liam.osullivan@db.com>; Stewart Oldfield <stewart.oldfield@db.com>
Cc: Darren Indyke <dkiesq@aol.com>
Subject: SFL LLC
can you please call Darren-to
confirm the following trades for SFL LLC
I) Sell 25,000 GE at the market
2) Sell 10,000 Nintendo (NTDOY) at the market
3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fa,
cal
On Dec 18, 2018, at 12:27 PM, Liam Osullivan <
Classification: Confidential
Bella,
The funds have been sent.
Fed Fund Reference #:
Thank you,
Liam
<image001.gif>
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue 10154-0004 New York. NY, USA
Tel.
Email ham osullwan©db com
wrote:
KCP products and services are intended for and available only to sophisticated. experienced investors who qualify as *institutional
accounts' under FINRA Rule 4512(c)(3). and are capable of evaluating the investment benefits and risks of. and exercising
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0097887
CONFIDENTIAL
SDNY_GM_00244071
EFTA01392630
Technical Artifacts (5)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Email
dkiesq@aol.comEmail
liam.osullivan@db.comEmail
richardkahn12@gmail.comEmail
stewart.oldfield@db.comWire Ref
ReferenceRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01415739
0p
DOJ Data Set 10OtherUnknown
EFTA01417858
2p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01420806
0p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01432190
0p
DOJ Data Set 10OtherUnknown
EFTA01436196
3p
Dept. of JusticeOtherUnknown
EFTA Document EFTA01430961
Subject: Re: SF OTC trade on the books [C] From: Richard Kahn Date: Thu, 07 Feb 2019 12:50:09 -0500 To: Liam Osullivan Cc: Darren Indyke , Stewart Oldfield , Martin Zeman O, Davide-A Sferrazza thank you for the update Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Feb 7, 2019, at 12:43 PM, Liam Osullivan < wrote: Classification: Confidential Darren & Rich, Today's transactions in SFLLC: Sold 2,500m COFP 4.407 08/06/19 at 101.275 Euros S
10p
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