EFTA01449566

SOUTHERN FINANCIAL LLC ACCT. For the Period 8/1/13 to 8/31/3 Price Quantity Value Adjusted Cost Original Cost Unrealtzed Gain/Loss Est Annual Inc Accrued Div Yield Emerging Market Equity JPM LATIN AMERICA FD • SEL 16.83 49504 950 833.168 31 1 000 000 00 (166 831 69) 841.58 0.10% Preferred Stocks ALLY FINANCIAL INC 26.91 126.600 000 3.406 806 00 2,782,242.51 624,563 49 268,39200 7.88% 1, 240,426 40 GMAC CAPITAL TRUST I 26.54 8o,000 000 2,123,200.00 1,882,773.80 162,480.00 7.65% PFD STK 8 1,15% ROYAL BANK SCOTLAND GROUP PLC 22.94 120.000.003 2,752,800.00 2,924,400.00 (171.600.00) 217.560.00 7.90% ADR NON-CUMULATIVE VOLKSWAGEN AG PFD 227.26 1,400.000 318,164.99 340,287.60 (22,122 61) Total Preferred Stocks $8,600,970.99 $7,929,703.71 3671,267.28 $648,432.00 7.64% Concentrated & Other Equity BANK OF AMERICA CORP 110.17 2,000,000.000 2,203,400.00 2,081,180.56 122,219.44 162,500.00 7.32% 8 1,8% PFD STK DEC 29 2049 47,846.00 DM 04,30:2038 J. P Morgan Account Page 8 of 48 Consolidated Statement Page 11 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105017 CONFIDENTIAL SDNY_GM_00251201 EFTA01449566