EFTA01449567

SOUTHERN FINANCIAL LLC For the Period 8/1/13 to 8/31/13 Price Quantity Value Adjusted Cost Original Cost Unrealded Gaintoss Est Annual Inc Accrued Div Yield Concentrated & Other Equity GENERAL ELEC CAP CORP 109.37 2,000,000.030 2.187.420.00 2,122,916.67 64,503.33 142,500.00 8.45% 7.125% DEC 15 2049 30,062.00 DTD 06/12/2012 GENERAL MOTORS CO 48.66 71.000.000 3,454,860.00 3,585,969.22 (131.109.22) 16&625.03 4.88% CV PFD B 42.156 25 JPMORGAN CHASE & CO 110.04 5,000,000.000 5,502,050.00 5,498,006.95 4,043.05 395.000.00 7.12% 7.9% PFD STK APR 30 2049 132,760.00 DTD 04 23.2008 JPMORGAN CHASE & CO 94.69 750.000.000 710,137.50 750,000.00 (39,862 50) 45.000 00 8.38% 07:29:2013 3.750 00 LONG TOTAL RETURN SWAP 1.00 888,972.000 283,286.55 N/A " N/A 1,999,999.368942 USD NOTIONAL KOSPTREO INDEX MAT MAR 20 2014 DEAL NIO Client MS MARKET PLUS MRK 08/20/14 112.21 1,000,000.000 1,122,050.00 1,000,030.00 122,050.00 80% EKO BARRIER- 3.55%CPN ,UNCAPPED INITIAL LEVEL-02/14/13 MRK:41.19 Total Concentrated & Other Equity $16,463,184.05 $16,038,073.40 3141,844.10 $913,626.00 6.87% $266,594.25 J.P Morgan Account Page 9 of 48 Consolidated Statement Page 12 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105018 CONFIDENTIAL SDNY_GM_00251202 EFTA01449567